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Frank Michael Crawford

CRD# 1569486·Registered 1987 - 2018
Previously Registered: Being a previously registered professional could mean that Frank is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frank Michael Crawford, who also goes by Frank M Crawford, Michael Crawford, was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1987 - 2018. Frank had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank M Crawford, Michael Crawford

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Q ADVISORS LLC·CRD# 127232
BD
Denver, CO
November 16, 2005 - January 3, 2018
JANCO PARTNERS, INC.·CRD# 40055
BD
Greenwood Village, CO
March 24, 1999 - October 22, 1999
HANIFEN, IMHOFF INC.·CRD# 2126
BD
Denver, CO
March 15, 1995 - August 11, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 17, 1987 - March 10, 1995

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Current Firm

QA
Q ADVISORS LLC

Q ADVISORS LLC

CRD#: 127232 / SEC#: 8-65975
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

999 18th Street Suite 2015, Denver, CO 80202

Mailing Address

999 18th Street Suite 2015, Denver, CO 80202

Phone Number

(303) 996-9660

Established

Colorado since 07/26/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
Q CONSULTING LLCMEMBER AND MANAGER—
DEHAVEN, RICHARD GERARDMEMBER AND MANAGER5463464
COLLINS, ELIZABETH SARAHFINOP4714831
QUINN, MICHAEL SCOTTCHIEF COMPLIANCE OFFICER4666153

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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