TW
Tim E. Ward
ON INVESTMENT MANAGEMENT CO
Rushville, IL 62681
Some features on this profile are disabled
CRD#: 1569229
TW
Professional summary
Tim Eugene Ward is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Rushville, Illinois and THE O.N. EQUITY SALES COMPANY located in Rushville, Illinois.
Tim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Tim has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CORNERSTONE FINANCIAL BENEFITS; NOT INVESTMENT RELATED; 400 W. Logan Street, Suite 2A RUSHVILLE IL 62681; FINANCIAL ADVISORY FIRM; INVESTMENT ADVISOR; AGENT; STARTED 04/2006; INSURANCE AGENCY; sale and service life health and P&C insurance; 10 HRS/Month 62681; 2) Fitness and Community Center; Board Member/President; 03/22/2018-present; 4 hours/month (0 during market hours); Serving as the president of the board of this new 501c(3) Fitness and Community Center in my hometown of Rushville IL. 4) Country Gardens LLC; not investment related; 400 W Logan Street, Suite 2A Rushville IL 62681; Senior Independent Living Apartments; owner; 03/01/2020; 25 hours/mo (20 during security trading hours); Owner/Operator of apartments. Spouse will oversee and manage day to day activities. 5) Schuyler County Economic Commission; not investment related; 220 W Washington St Rushville, IL 62681; Economic Development for Rushville and Schuyler County Illinois; President of Board; 06/01/2022; 3 hours/month ( 2 during security trading hours); help direct goals and objectives with our executive director for the organization 6). OneAmerica Indexed Annuity Care; Yes investment related; One America Square, POB 368, Indianapolis, IN 46206; Agent; 03/01/2023-present; 1 hours/month, 1 hours/month during securities trading hours. sell Indexed Annuity Care product through OneAmerica to my clients.
CRS (Client Relationship Summary) - RIA
Click below to view Tim Eugene Ward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2016 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 400 W Logan Street Suite 2a, Rushville, IL 62681RIA
CRD#: 105662
Rushville, IL
Current
March 2, 2016 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 400 W. Logan Street Suite 2a, Rushville, IL 62681BD
CRD#: 2936
Rushville, IL
Past
February 19, 2013 - March 2, 2016
SSN ADVISORY, INC.
RIA
CRD#: 126090
RUSHVILLE, IL
Past
February 19, 2013 - March 2, 2016
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
RUSHVILLE, IL
Past
March 9, 2006 - February 22, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
RUSHVILLE, IL
Past
March 2, 2006 - February 22, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
RUSHVILLE, IL
Past
June 8, 2004 - February 14, 2006
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
RUSHVILLE, IL
Past
June 8, 2004 - February 14, 2006
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
January 17, 2001 - June 1, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
July 2, 1996 - January 3, 2001
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
DECATUR, IL
Past
November 11, 1992 - July 16, 1996
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
July 18, 1990 - November 16, 1992
RELIASTAR FINANCIAL MARKETING CORP.
BD
CRD#: 4234
SEATTLE, WA
Past
October 26, 1987 - July 6, 1990
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
January 30, 1987 - October 14, 1987
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
Past
December 8, 1986 - February 2, 1987
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/2/2016)
RR
Illinois(3/2/2016)
IAR
Illinois(3/2/2016)
RR
Indiana(3/2/2016)
RR
Iowa(3/2/2016)
RR
Minnesota(11/1/2022)
IAR
Minnesota(11/1/2022)
RR
Missouri(3/4/2016)
RR
Nevada(2/9/2023)
RR
Ohio(6/6/2023)
RR
Texas(2/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
