Robert Sheh
Professional summary
Robert Sheh, who also goes by Robert Hsieh, Shun Hsieh, Shih Hsun, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Sheh's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607November 11, 2013 - December 31, 2024
PORTSMOUTH FINANCIAL SERVICES
November 6, 2013 - December 31, 2024
PORTSMOUTH FINANCIAL SERVICES
March 7, 2012 - November 8, 2013
EAST / WEST SECURITIES CORP.
July 12, 2000 - March 8, 2012
WHITE PACIFIC SECURITIES, INC.
July 2, 1999 - July 12, 2000
ACUMENT SECURITIES, INC.
November 8, 1989 - June 17, 1999
INTERFIRST CAPITAL CORPORATION
July 26, 1988 - October 13, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
July 26, 1988 - October 13, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 18, 1987 - June 17, 1999
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2024)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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