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AC

Andrew J. Chrisman

EAGLE STRATEGIES LLC
KNOXVILLE, TN 37919
Some features on this profile are disabled
CRD#: 1569072
AC

Professional summary


Andrew Johnson Chrisman, who also goes by Andrew Johnson V Chrisman, Andy Chrisman, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Knoxville, Tennessee and NYLIFE SECURITIES LLC located in Knoxville, Tennessee.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Andrew has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 22, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Andrew Johnson V Chrisman | Andy Chrisman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRAGTEGIES

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Andrew Johnson Chrisman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 28, 2010 - Present

EAGLE STRATEGIES LLC

Office #1: 265 Brookview Centre Way Suite 102, Knoxville, TN 37919
RIA
CRD#: 110826
KNOXVILLE, TN
Current

October 29, 1986 - Present

NYLIFE SECURITIES LLC

Office #1: 265 Brookview Centre Way Suite 102, Knoxville, TN 37919
BD
CRD#: 5167
Knoxville, TN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA
Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/7/2011)
RR
Georgia
(3/4/2011)
RR
Kentucky
(10/16/2003)
RR
North Carolina
(10/20/2003)
RR
Tennessee
(12/3/1986)
IAR
Tennessee
(1/28/2010)
RR
Virginia
(10/16/2003)

Exams


State Security Law Exam
RR
Series 63
Date: 12/1/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA
Registered Investment Advisory firm - (10/14/1988 Approved)
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Contact information


Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

Regulatory assets under management


Total Number of Accounts111,361
AUM (Assets Under Management)$ 25,395,380,570

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/24/2025
Cover Page
04/25/2024
12/20/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EAGLE STRATEGIES LLC

CRD#: 110826Knoxville, TN 37919

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