Andrew J. Chrisman
Professional summary
Andrew Johnson Chrisman, who also goes by Andrew Johnson V Chrisman, Andy Chrisman, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Knoxville, Tennessee and NYLIFE SECURITIES LLC located in Knoxville, Tennessee.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Andrew has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Johnson Chrisman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2010 - Present
EAGLE STRATEGIES LLC
Office #1: 265 Brookview Centre Way Suite 102, Knoxville, TN 37919October 29, 1986 - Present
NYLIFE SECURITIES LLC
Office #1: 265 Brookview Centre Way Suite 102, Knoxville, TN 37919Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2011)
(3/4/2011)
(10/16/2003)
(10/20/2003)
(12/3/1986)
(1/28/2010)
(10/16/2003)
Exams
Series 7TO
Date: 9/9/2024
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Knoxville, TN 37919TRUST BUT VERIFY
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