Leonard J. Zito
Professional summary
Leonard Joseph Zito, who also goes by Len Zito, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Troy, Michigan and CETERA ADVISORS LLC located in Troy, Michigan.
Leonard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Leonard has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leonard Joseph Zito's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 901 Wilshire Drive Ste 500, Troy, MI 48084January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 901 Wilshire Drive Ste 500, Troy, MI 48084May 26, 2010 - March 21, 2024
CETERA ADVISORS LLC
February 23, 1996 - January 1, 2004
VESTAX SECURITIES CORPORATION
November 7, 1994 - February 23, 1996
SECURITIES AMERICA, INC.
January 16, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 16, 1991 - December 2, 1994
PRUCO SECURITIES, LLC.
September 1, 1987 - January 29, 1991
COORDINATED CAPITAL SECURITIES, INC.
January 1, 1987 - July 13, 1987
EQUITABLE ADVISORS, LLC
January 1, 1987 - September 24, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2014)
(12/14/2022)
(1/1/2004)
(1/1/2004)
(1/1/2004)
(1/1/2004)
(3/21/2024)
(1/1/2004)
(7/20/2021)
(1/4/2021)
(12/12/2019)
(9/6/2012)
(7/20/2021)
(3/21/2024)
(1/27/2010)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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