Daniel Koller

CETERA INVESTMENT ADVISERS LLC

PITTSBURGH, PA 15222

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CRD#: 1568866

Professional summary

Daniel Koller JR, who also goes by Dan Koller, Daniel Jr Koller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pittsburgh, Pennsylvania and CETERA INVESTMENT SERVICES LLC located in Pittsburgh, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Koller | Daniel Jr Koller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BOARDMEMBER OF THE PITTSBURGH PROJECT -501(c)3 - COMMUNITY DEVELOPMENT -FUNDRAISING AND PARTICIPATION IN BUILDING PROJECTS OF HOME REPAIR AND NEW CONSTRUCTION FOR LOW INCOME RESIDENTS. 1-2HRS WK, NO SECURITIES CLIENTS OR ACTIVITIES. 2. BOARD MEMBER FOR BSA LAUREL HIGHLANDS COUNCIL; ENSURE PROPER FUNCTION OF ENTITY ACTIVITIES, COMPLIANCE TO CHARTER, PROMOTE THE ENTITY, AND FUND RAISE. 1-2 HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Koller JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2017 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 340 4th Avenue, Pittsburgh, PA 15222

RIA

CRD#: 105644

PITTSBURGH, PA

Current

July 14, 2017 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 7703 Mcknight Road, Pittsburgh, PA 15237Office #2: 340 Fourth Avenue, Pittsburgh, PA 15222

CRD#: 15340

Pittsburgh, PA

Past

August 9, 2012 - July 20, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

PITTSBURGH, PA

Past

August 9, 2012 - July 20, 2017

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Past

January 20, 2006 - June 28, 2012

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

PITTSBURGH, PA

Past

February 14, 2005 - June 28, 2012

FIFTH THIRD SECURITIES, INC.

CRD#: 628

PITTSBURGH, PA

Past

January 1, 2004 - February 28, 2005

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SEWICKLEY, PA

Past

January 1, 2004 - February 28, 2005

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

June 9, 2003 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

SEWICKLEY, PA

Past

April 21, 1999 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

December 23, 1994 - April 21, 1999

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

October 9, 1989 - December 23, 1994

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

July 15, 1987 - October 14, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 24, 1986 - June 17, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/14/2017)

Idaho
(7/12/2021)

Illinois
(1/2/2019)

Maryland
(10/11/2022)

Massachusetts
(5/25/2021)

New Jersey
(1/2/2020)

New York
(2/15/2022)

North Carolina
(7/14/2017)

Ohio
(7/14/2017)

Pennsylvania
(7/14/2017)

IAR

Pennsylvania
(7/14/2017)

South Carolina
(9/2/2020)

Utah
(6/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Koller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Koller JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

PNC BROKERAGE CORP

PNC CAPITAL MARKETS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2000

Series 63

Date: 9/30/1986

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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