Douglas B. Benedict

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CRD#: 1568492

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Brainard Benedict was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1990. Douglas had worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 13, 2021 - April 1, 2022

ASHTON STEWART & CO., INC.

CRD#: 112386

MIAMI, FL

Past

August 20, 2018 - October 6, 2021

OUTCOME CAPITAL, LLC

CRD#: 100960

RESTON, VA

Past

June 19, 2015 - August 9, 2018

ICAPITAL MARKETS LLC

CRD#: 118219

NEW YORK, NY

Past

January 31, 2014 - July 2, 2015

AARON CAPITAL INCORPORATED

CRD#: 28583

Southport, CT

Past

August 16, 2011 - March 4, 2014

OEM CAPITAL CORP.

CRD#: 145738

SOUTHPORT, CT

Past

May 11, 1999 - November 19, 2001

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 28, 1997 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

February 2, 1995 - February 12, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 19, 1990 - May 16, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/8/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/15/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/18/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/21/1999

General Securities Principal Examination

Current Firm

ASHTON STEWART & CO., INC.

ASHTON STEWART & CO., INC. | VANTAGE SECURITIES, INC. | MAS TRADE.NET INC. | MAS CAPITAL SECURITIES, INC.

CRD#: 112386 / SEC#: , 8-53239

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Mailing Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Phone number

(646) 868-5410

Established

Indiana since 09/27/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ASHTON STEWART INTERNATIONAL HOLDINGS, LLC	SHAREHOLDER
BURMAN, ANATOLY	CEO/CCO	1652002

Red Flags

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Advisor Monitoring

Firm Stability Insights

Douglas B. Benedict

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OUTCOME CAPITAL, LLC

ICAPITAL MARKETS LLC

AARON CAPITAL INCORPORATED

OEM CAPITAL CORP.

LEGG MASON WOOD WALKER, INCORPORATED

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2011

SIE

Date: 10/1/2018

Series 79

Date: 8/15/2011

Series 7

Date: 9/18/1990

Series 24

Date: 10/21/1999

Current Firm

ASHTON STEWART & CO., INC.

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ASHTON STEWART & CO., INC.

TRUST BUT VERIFY

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