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KM

Kevin M. Mcloughlin

VOYA FINANCIAL PARTNERS
NEW YORK, NY 10166
Some features on this profile are disabled
CRD#: 1568295
KM

Professional summary

Kevin Michael Mcloughlin, who also goes by Kevin Micheal Mcloughlin, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Micheal Mcloughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Mcloughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 1998 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: 200 Park Avenue 15th Floor, New York, NY, 10166
BD
CRD#: 34815
NEW YORK, NY
Past

February 16, 2012 - December 19, 2014

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
NEW YORK, NY
Past

January 7, 1999 - September 22, 2000

AETNA FINANCIAL SERVICES, INC.

BD
CRD#: 13255
HARTFORD, CT
Past

October 23, 1996 - June 8, 1998

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 1, 1995 - November 6, 1996

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

August 2, 1995 - January 11, 1996

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
SPRINGFIELD, MA
Past

June 1, 1993 - August 3, 1995

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

June 2, 1989 - May 18, 1993

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

April 30, 1987 - October 12, 1988

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
Past

October 14, 1986 - March 11, 1987

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/4/1998)
RR
District of Columbia
(2/9/2015)
RR
Florida
(2/9/2015)
RR
New Jersey
(7/3/2000)
RR
New York
(8/4/1998)
RR
Pennsylvania
(2/15/2000)
RR
Rhode Island
(2/16/2000)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/29/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/8/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/14/1991
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/13/1986
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, C2n, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 11/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
55

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815New York, NY 10166

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