MM
Michael W. Mirabelli
JEFFERIES INVESTMENT ADVISERS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 1567807
MM
Professional summary
Michael William Mirabelli is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in New York, New York and JEFFERIES LLC located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Name of the other business: John Mott Foundation Whether the business is investment-related: No Nature of the other business: Charitable Organization giving Scholarships to needy Kids. Your position/title/relationship: Board Member Start date of your relationship: 05/01/2017 Approximate number of hours/month devoted: 2-3 hours a month during non business hours. Number of hours during securities trading hours: 0 Briefly describe your duties: I act as the Treasurer."
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Mirabelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
Office #1: 520 Madison Avenue, New York, NY 10022RIA
CRD#: 325421
New York, NY
Current
June 16, 2023 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022BD
CRD#: 2347
NEW YORK, NY
Past
August 3, 2021 - June 20, 2023
WILLIAM BLAIR
RIA
CRD#: 1252
NEW YORK, NY
Past
January 5, 2016 - June 20, 2023
WILLIAM BLAIR
BD
CRD#: 1252
NEW YORK, NY
Past
August 3, 2010 - December 31, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEW YORK, NY
Past
May 18, 2001 - January 8, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW YORK, NY
Past
December 16, 1994 - May 24, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
September 14, 1993 - December 20, 1994
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
May 21, 1991 - July 12, 1993
MORGAN STANLEY MARKET PRODUCTS INC.
BD
CRD#: 19794
NEW YORK, NY
Past
May 21, 1991 - July 12, 1993
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/16/2023)
IAR
Alabama(9/30/2025)
RR
Alaska(6/16/2023)
IAR
Alaska(10/1/2025)
RR
Arizona(6/16/2023)
IAR
Arizona(10/20/2025)
RR
Arkansas(6/16/2023)
IAR
Arkansas(10/1/2025)
RR
California(6/16/2023)
IAR
California(9/30/2025)
RR
Colorado(6/16/2023)
IAR
Colorado(10/1/2025)
RR
Connecticut(6/16/2023)
IAR
Connecticut(9/30/2025)
RR
Delaware(6/16/2023)
IAR
Delaware(9/30/2025)
RR
District of Columbia(6/16/2023)
RR
Florida(6/16/2023)
IAR
Florida(10/27/2025)
RR
Georgia(6/16/2023)
IAR
Georgia(9/30/2025)
RR
Hawaii(6/16/2023)
IAR
Hawaii(9/30/2025)
RR
Idaho(6/16/2023)
IAR
Idaho(9/30/2025)
RR
Illinois(6/16/2023)
IAR
Illinois(9/30/2025)
RR
Indiana(6/16/2023)
IAR
Indiana(9/30/2025)
RR
Iowa(6/16/2023)
IAR
Iowa(9/30/2025)
RR
Kansas(6/16/2023)
IAR
Kansas(9/30/2025)
RR
Kentucky(6/16/2023)
IAR
Kentucky(9/30/2025)
RR
Louisiana(6/16/2023)
IAR
Louisiana(9/30/2025)
RR
Maine(6/16/2023)
IAR
Maine(9/30/2025)
RR
Maryland(6/16/2023)
IAR
Maryland(9/29/2025)
RR
Massachusetts(6/16/2023)
IAR
Massachusetts(11/7/2025)
RR
Michigan(6/16/2023)
IAR
Michigan(10/1/2025)
RR
Minnesota(6/16/2023)
IAR
Minnesota(9/30/2025)
RR
Mississippi(6/16/2023)
IAR
Mississippi(10/8/2025)
RR
Missouri(6/16/2023)
IAR
Missouri(9/30/2025)
RR
Montana(6/16/2023)
IAR
Montana(9/30/2025)
RR
Nebraska(6/16/2023)
IAR
Nebraska(9/30/2025)
RR
Nevada(6/16/2023)
IAR
Nevada(9/30/2025)
RR
New Hampshire(6/16/2023)
IAR
New Hampshire(10/1/2025)
RR
New Jersey(6/16/2023)
IAR
New Jersey(9/30/2025)
RR
New Mexico(6/16/2023)
IAR
New Mexico(10/1/2025)
RR
New York(6/16/2023)
IAR
New York(6/16/2023)
RR
North Carolina(6/26/2023)
IAR
North Carolina(9/30/2025)
RR
North Dakota(6/16/2023)
IAR
North Dakota(10/9/2025)
RR
Ohio(6/16/2023)
IAR
Ohio(9/29/2025)
RR
Oklahoma(6/16/2023)
IAR
Oklahoma(9/30/2025)
RR
Oregon(6/16/2023)
IAR
Oregon(10/28/2025)
RR
Pennsylvania(6/16/2023)
IAR
Pennsylvania(9/30/2025)
RR
Puerto Rico(6/16/2023)
IAR
Puerto Rico(10/21/2025)
RR
Rhode Island(6/16/2023)
IAR
Rhode Island(10/1/2025)
RR
South Carolina(6/16/2023)
IAR
South Carolina(9/30/2025)
RR
South Dakota(6/16/2023)
IAR
South Dakota(9/30/2025)
RR
Tennessee(6/16/2023)
RR
Texas(6/16/2023)
IAR
Texas(9/30/2025)
RR
Utah(6/16/2023)
IAR
Utah(9/30/2025)
RR
Vermont(6/16/2023)
IAR
Vermont(9/30/2025)
RR
Virgin Islands(6/16/2023)
IAR
Virgin Islands(10/3/2025)
RR
Virginia(6/16/2023)
IAR
Virginia(10/1/2025)
RR
Washington(6/16/2023)
RR
West Virginia(6/16/2023)
IAR
West Virginia(10/2/2025)
RR
Wisconsin(6/16/2023)
IAR
Wisconsin(9/30/2025)
RR
Wyoming(6/16/2023)
IAR
Wyoming(10/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
