Carolyn B. Catlin

LYNX INVESTMENT ADVISORY

Washington, DC 20036

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CRD#: 1567755

Professional summary

Carolyn Bella Catlin, CFP®, who also goes by Carrie Catlin, Carolyn Catlin Wintermeier, Carrie Wintermeier, is a registered financial advisor currently at LYNX INVESTMENT ADVISORY, LLC located in Washington, District Of Columbia.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Carolyn has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Carrie Catlin | Carolyn Catlin Wintermeier | Carrie Wintermeier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Bella Catlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 1, 2026 - Present

LYNX INVESTMENT ADVISORY, LLC

Office #1: 1100 Connecticut Avenue, Nw Suite 300, Washington, DC 20036

RIA

CRD#: 111814

Washington, DC

Past

June 13, 2016 - March 31, 2026

FENWAY FINANCIAL ADVISORS, LLC

RIA

CRD#: 139775

ARLINGTON, VA

Past

October 1, 2007 - March 10, 2015

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BOSTON, MA

Past

November 21, 2005 - November 28, 2006

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

BOSTON, MA

Past

March 20, 2002 - November 21, 2005

BROWNCO, LLC

CRD#: 1326

DALLAS, TX

Past

August 16, 2000 - March 22, 2001

WORLDXT LLC

CRD#: 46112

JERSEY CITY, NJ

Past

December 7, 1999 - April 18, 2000

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

January 20, 1997 - April 18, 2000

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

August 19, 1992 - January 11, 1995

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

June 20, 1989 - July 24, 1992

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYNX INVESTMENT ADVISORY, LLC

LEPERCQ LYNX INVESTMENT ADVISORY LLC | LYNX INVESTMENT ADVISORY,LLC | LYNX INVESTMENT ADVISORY, LLC

CRD#: 111814 / SEC#: 801-54969

RIA

Registered Investment Advisory firm - (10/17/1997 Approved)

California

Registered Investment Advisory firm - (8/28/2001 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(4/20/2026)

IAR

Massachusetts
(5/11/2026)

IAR

Texas
(4/1/2026)

IAR

Virginia
(4/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2004

General Securities Principal Examination

Current Firm

LYNX INVESTMENT ADVISORY, LLC

LEPERCQ LYNX INVESTMENT ADVISORY LLC | LYNX INVESTMENT ADVISORY,LLC | LYNX INVESTMENT ADVISORY, LLC

CRD#: 111814 / SEC#: 801-54969

RIA

Registered Investment Advisory firm - (10/17/1997 Approved)

California

Registered Investment Advisory firm - (8/28/2001 Cancelled)

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Contact information

Main Address

1100 Connecticut Avenue, Nw Suite 300, Washington, DC 20036

Mailing Address

Phone number

(202) 833-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LYNX INVESTMENT ADVISORY FORM ADV PART 2A - MARCH 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	244
AUM (Assets Under Management)	$ 1,303,950,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Carolyn B. Catlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Bella Catlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FENWAY FINANCIAL ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BROWNCO, LLC

WORLDXT LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

LYNX INVESTMENT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2004

SIE

Date: 3/10/2015

Series 7

Date: 6/17/1989

Series 24

Date: 10/5/2004

Current Firm

LYNX INVESTMENT ADVISORY, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LYNX INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

Contact information

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