Carolyn B. Catlin

FENWAY FINANCIAL ADVISORS

ARLINGTON, VA 22209

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CRD#: 1567755

Professional summary

Carolyn Bella Catlin, CFP®, who also goes by Carrie Catlin, Carolyn Catlin Wintermeier, Carrie Wintermeier, is a registered financial advisor currently at FENWAY FINANCIAL ADVISORS, LLC located in Arlington, Virginia.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Carolyn has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Carrie Catlin | Carolyn Catlin Wintermeier | Carrie Wintermeier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Property 1708 � 10th Street, NW, Washington DC 20001 Real estate rental Title: Landlord Start Date: 08/2025 1 hour per month/less than 1 hour per month during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Past

June 20, 1989 - July 24, 1992

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FENWAY FINANCIAL ADVISORS, LLC

FENWAY FINANCIAL ADVISERS | FENWAY FINANCIAL ADVISORS, LLC | FENWAY FINANCIAL ADVISORS

CRD#: 139775 / SEC#: 801-117969

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (1/15/2021 Terminated)

New York

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/16/2022)

IAR

Texas
(1/23/2019)

IAR

Virginia
(2/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2004

General Securities Principal Examination

Current Firm

FENWAY FINANCIAL ADVISORS, LLC

FENWAY FINANCIAL ADVISERS | FENWAY FINANCIAL ADVISORS, LLC | FENWAY FINANCIAL ADVISORS

CRD#: 139775 / SEC#: 801-117969

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (1/15/2021 Terminated)

New York

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2021 Terminated)

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Contact information

Main Address

1201 Wilson Blvd. 25th Floor, Arlington, VA 22209

Mailing Address

Phone number

(617) 704-7805

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FENWAY FINANCIAL ADVISORS LLC PART 2A & 2B (8/25/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 236,533,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Carolyn B. Catlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Bella Catlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BROWNCO, LLC

WORLDXT LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

FENWAY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2004

SIE

Date: 3/10/2015

Series 7

Date: 6/17/1989

Series 24

Date: 10/5/2004

Current Firm

FENWAY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FENWAY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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