PM
Patrick M. Mullin
FORTIS CAPITAL ADVISORS
Norwalk, CT 06854
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CRD#: 1567630
PM
Professional summary
Patrick Michael Mullin, CFA, who also goes by Patrick M Mullin, Patrick Michael Mullin, is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in Norwalk, Connecticut.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Patrick has worked at 8 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick M Mullin | Patrick Michael Mullin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Indian Spring Management, LLC, investment related, exempt reporting advisor and general partner for one private fund, managing member. Ardara Capital, LP., investment related, same address as branch, private fund limited partnership, start 01/2011, portfolio manager, 40 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Michael Mullin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 18, 2024 - Present
FORTIS CAPITAL ADVISORS, LLC
Office #1: 50 Washington Street, Suite 924, Norwalk, CT 06854RIA
CRD#: 309709
Norwalk, CT
Past
February 25, 2022 - January 24, 2024
IPI WEALTH MANAGEMENT, INC.
RIA
CRD#: 111872
Briarcliff Manor, NY
Past
February 1, 2017 - December 31, 2017
INDIAN SPRING MANAGEMENT LLC
RIA
CRD#: 157581
NORWALK, CT
Past
September 14, 2011 - December 31, 2016
INDIAN SPRING MANAGEMENT LLC
RIA
CRD#: 157581
NORWALK, CT
Past
January 7, 2011 - May 6, 2013
MANORHAVEN CAPITAL LLC
BD
CRD#: 44965
NEW YORK, NY
Past
April 26, 2004 - February 12, 2009
LAZARD ASSET MANAGEMENT SECURITIES LLC
BD
CRD#: 129119
NEW YORK, NY
Past
June 9, 1998 - December 31, 2002
LAZARD FRERES & CO. LLC
BD
CRD#: 2528
NEW YORK, NY
Past
November 9, 1992 - April 7, 1997
SBC WARBURG DILLON READ INC.
BD
CRD#: 1650
STAMFORD, CT
Past
January 1, 1987 - July 6, 1990
EXECUTION SERVICES INCORPORATED
BD
CRD#: 7570
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(2/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
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Contact information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208
Mailing Address
Phone number
(913) 222-8862
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 1,212,196,068 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
