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Sixto Campano

UCAP AMERICAS
Miami, FL 33131
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CRD#: 1567239
SC

Professional summary


Sixto Campano is a registered financial professional currently at UCAP AMERICAS located in Miami, Florida.

Sixto is registered as a RR (Registered Representative) and started their career in finance in 1986. Sixto has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 4, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sixto Campano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 29, 2020 - Present

UCAP AMERICAS

Office #1: 1221 Brickell Ave Suite 2040, Miami, FL 33131
BD
CRD#: 173643
Miami, FL
Past

November 16, 2009 - October 29, 2014

EFG CAPITAL ADVISORS LLC

RIA
CRD#: 145208
MIAMI, FL
Past

March 28, 2002 - September 21, 2020

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

June 26, 1995 - October 4, 1999

REFCO SECURITIES, LLC

BD
CRD#: 14094
NEW YORK, NY
Past

October 31, 1991 - January 15, 2002

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
MIAMI, FL
Past

October 3, 1989 - October 31, 1991

THE BECSTONE GROUP, INC.

BD
CRD#: 24277
Past

November 18, 1986 - October 17, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/29/2020)
RR
Illinois
(7/6/2023)
RR
Maryland
(8/27/2024)
RR
Nevada
(4/28/2025)
RR
New York
(9/29/2020)
RR
Ohio
(3/13/2024)
RR
Texas
(7/12/2024)
RR
Wyoming
(4/14/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 12/31/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


UA
UCAP AMERICAS
UCAP AMERICAS | UCAPAMERICAS | UCAP SECURITIES LLC

CRD#: 173643 / SEC#: , 8-69543

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1221 Brickell Avenue Suite 2040, Miami, FL 33131
Mailing Address
1221 Brickell Avenue Suite 2040, Miami, FL 33131
Phone number
(786) 558-1207
Established
Delaware since 05/22/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
UNION CAPITAL GROUP USA LLC (FORMERLY UCAP HOLDINGS USA LLC)OWNER
CAMPANO, SIXTOCHIEF EXECUTIVE OFFICER1567239
CARATINI, DINAHCCO/AMLCO2757383
MASSENS, JUAN CARLOSFINOP AND CHIEF OPERATING OFFICER2802360

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


UCAP AMERICAS

CRD#: 173643Miami, FL 33131

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