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NH

Neal J. Hebert

VAN CLEMENS WEALTH MANAGEMENT
Breaux Bridge, LA
Some features on this profile are disabled
CRD#: 1567237
NH

Professional summary

Neal James Hebert, CFP® is a registered financial advisor currently at VAN CLEMENS WEALTH MANAGEMENT, LLC located in Breaux Bridge, Louisiana and VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.

Neal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Neal has worked at 31 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal James Hebert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 10, 2026 - Present

VAN CLEMENS WEALTH MANAGEMENT, LLC

RIA
CRD#: 297362
Breaux Bridge, LA
Current

March 9, 2026 - Present

VAN CLEMENS & CO. INCORPORATED

Office #1: 900 Second Ave S Suite 1500, Minneapolis, MN 55402
BD
CRD#: 6914
Minneapolis, MN
Past

November 6, 2024 - January 27, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
LAFAYETTE, LA
Past

November 6, 2024 - January 27, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
LAFAYETTE, LA
Past

June 14, 2024 - November 22, 2024

OSAIC WEALTH, INC.

RIA
CRD#: 23131
BATON ROUGE, LA
Past

June 14, 2024 - November 22, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
BATON ROUGE, LA
Past

October 13, 2022 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
BATON ROUGE, LA
Past

October 11, 2022 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
BATON ROUGE, LA
Past

November 1, 2021 - October 13, 2022

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
LAPLACE, LA
Past

November 8, 2019 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LAPLACE, LA
Past

October 17, 2019 - October 13, 2022

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LAPLACE, LA
Past

August 13, 2018 - October 21, 2019

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Metairie, LA
Past

August 6, 2018 - October 21, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Metairie, LA
Past

December 19, 2017 - July 17, 2018

SPIRE WEALTH MANAGEMENT, LLC

RIA
CRD#: 113908
Lafayette, LA
Past

December 18, 2017 - July 17, 2018

SPIRE SECURITIES, LLC

BD
CRD#: 144131
Lafayette, LA
Past

March 25, 2017 - December 19, 2017

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LAFAYETTE, LA
Past

March 25, 2017 - December 19, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LAFAYETTE, LA
Past

December 16, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
LAFAYETTE, LA
Past

September 19, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
LAFAYETTE, LA
Past

May 23, 2016 - August 24, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
BREAUX BRIDGE, LA
Past

May 16, 2016 - August 24, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BREAUX BRIDGE, LA
Past

June 15, 2011 - May 29, 2012

B.B. GRAHAM & COMPANY, INC.

BD
CRD#: 41533
SCOTT, LA
Past

August 4, 2008 - March 18, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
LAFAYETTE, LA
Past

March 20, 2008 - June 16, 2008

NYLIFE SECURITIES LLC

BD
CRD#: 5167
LAFAYETTE, LA
Past

August 13, 2007 - February 15, 2008

SIGNATOR FINANCIAL SERVICES, INC.

RIA
CRD#: 19061
BOSTON, MA
Past

August 13, 2007 - February 15, 2008

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
BOSTON, MA
Past

November 29, 2006 - May 16, 2007

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
MEMPHIS, TN
Past

February 14, 2005 - December 31, 2005

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
LAFAYETTE, LA
Past

January 18, 2005 - December 31, 2005

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
LAFAYETTE, LA
Past

April 20, 2004 - January 31, 2005

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

December 7, 2001 - October 30, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
LAFAYETTE, LA
Past

December 7, 2001 - October 30, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

May 14, 2001 - January 8, 2002

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

September 15, 2000 - May 21, 2001

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

October 5, 1999 - August 30, 2000

CULLEN INVESTMENT GROUP, LTD.

BD
CRD#: 18266
LAFAYETTE, LA
Past

December 16, 1996 - October 14, 1999

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

December 16, 1994 - December 17, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

August 16, 1994 - December 19, 1994

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

August 22, 1991 - August 19, 1994

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

May 17, 1988 - August 9, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 20, 1988 - May 17, 1988

SHERWOOD CAPITAL, INC.

BD
CRD#: 10474
Past

October 20, 1986 - June 6, 1988

PFS INVESTMENTS INC.

BD
CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH

CRD#: 297362 / SEC#: 801-129906

RIA
Registered Investment Advisory firm - (4/12/2024 Approved)
California
Registered Investment Advisory firm - (5/15/2024 Terminated)
Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)
Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)
Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)
North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)
South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)
Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)
Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(3/10/2026)
IAR
Louisiana
(3/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/18/2016
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/9/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/29/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/7/1986
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH

CRD#: 297362 / SEC#: 801-129906

RIA
Registered Investment Advisory firm - (4/12/2024 Approved)
California
Registered Investment Advisory firm - (5/15/2024 Terminated)
Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)
Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)
Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)
North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)
South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)
Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)
Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)
Loading...

Contact information

Main Address
900 2nd Avenue South Suite 1500, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 758-9140
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VAN CLEMENS WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (9/2/2025)

Regulatory assets under management

Total Number of Accounts551
AUM (Assets Under Management)$ 327,243,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VAN CLEMENS WEALTH MANAGEMENT, LLC

CRD#: 297362Breaux Bridge, LA

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