JE
John T. Ermer
EAGLE STRATEGIES LLC
NORTH BAY VILLAGE, FL 33141
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CRD#: 1567043
JE
Professional summary
John Thomas Ermer Sr, who also goes by John Thomas Ermer Sr, John Thomas Ermer, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in North Bay Village, Florida and NYLIFE SECURITIES LLC located in North Bay Village, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Thomas Ermer Sr | John Thomas Ermer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[DERGAN JEWELERY, INC; 7900 HARBOR ISLAND DRIVE., SUITE 713, NORTH BAY VILLAGE FL 33154; VICE PRESIDENT; 0 hours; No Compensation] [MO. ARCHDIOCESE OF MIAMI DEVELOPMENT; VOLUNTEER; 9401 Biscayne Blvd, Miami Shores, FL 33138; no compensation; 1 hour per quarter; planned giving discussions] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 7900 Harbor Island Drive, Apt 713, North Bay Village, FL 33141; Commissions; 10 hours per month; investment related] [OPERATING UNDER THE DBA NAME OF ERMER & ASSOCIATES, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MIAMI, FL; START DATE: 04/2020] [Miami Dade Police Department; As a chaplain, I provide spiritual support to the officers and employees ot the Miami Dade Police Department. This support includes ceremony, community and counseling for the department. The department asks us to volunteer 8 hours a quarter.; 8240 NW 52 Terrace, Suite 106, Doral, FL; Start Date 01/2022; Role/Title: Volunteer; Not Investment Related; 3 hours per month; 1 hours per month during securities trading hours] [JT Ermer Fine Art Photography, Inc. - Dormant; Photography and art studio; 7900 Harbor Island Dr., Apt 713-A, North Bay Village, FL 333141; Start Date 11/2007; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Wilshire Holdings I, LLC. - Dormant; This business was opened for real estate investments. It was never used, but I do not wish to dissolve it incase I wish to use it in the future.; 7900 Harbor Island Dr., Apt 713-A, North Bay Village, FL 333141; Start Date 03/2004; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Ermer Sr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 7900 Harbor Island Dr 713, North Bay Village, FL 33141RIA
CRD#: 110826
NORTH BAY VILLAGE, FL
Current
January 3, 2018 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NORTH BAY VILLAGE, FL
Past
October 5, 2009 - March 4, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MIAMI, FL
Past
July 13, 2009 - March 4, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MIAMI, FL
Past
May 10, 2001 - July 26, 2002
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
CORAL GABLES, FL
Past
May 9, 2001 - July 26, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
November 17, 1998 - May 10, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 31, 1987 - December 22, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
March 31, 1987 - December 22, 1998
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
November 21, 1986 - January 19, 1987
LPL FINANCIAL LLC
BD
CRD#: 6413
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/23/2021)
RR
Florida(2/15/2018)
IAR
Florida(1/7/2020)
RR
New York(5/5/2023)
RR
Washington(2/2/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826North Bay Village, FL 33141TRUST BUT VERIFY
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