Paul L. Eckel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lawrence Eckel was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2010 - April 15, 2024
EMERGING MANAGER ADVISORS LLC
June 13, 2007 - September 8, 2009
J.P. TURNER & COMPANY, L.L.C.
January 2, 2007 - May 18, 2007
RBC CAPITAL MARKETS CORPORATION
December 21, 2005 - January 2, 2007
CARLIN EQUITIES, LLC
November 2, 1998 - May 20, 1999
G. F. TATE & CO., INC.
September 26, 1986 - December 1, 1987
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EMERGING MANAGER ADVISORS LLC
CRD#: 151079 / SEC#: , 8-68332
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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