John A. Faggio

FOUNDATION WEALTH & TAX ADVISORS

Annapolis, MD 21401

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CRD#: 1566535

Professional summary

John Anthony Faggio, CFP®, who also goes by John A. Faggio, is a registered financial advisor currently at FOUNDATION WEALTH & TAX ADVISORS, LLC located in Annapolis, Maryland.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 10 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John A. Faggio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Faggio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 11, 2022 - Present

FOUNDATION WEALTH & TAX ADVISORS, LLC

Office #1: 839 Bestgate Road Suite 400, Annapolis, MD 21401

RIA

CRD#: 317596

Annapolis, MD

Past

September 19, 2019 - November 3, 2022

BESTGATE WEALTH ADVISORS, LLC

RIA

CRD#: 301639

Columbia, MD

Past

February 1, 2010 - October 1, 2012

SSN ADVISORY, INC.

RIA

CRD#: 126090

COLUMBIA, MD

Past

January 27, 2010 - October 1, 2012

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

COLUMBIA, MD

Past

January 4, 1999 - December 31, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

COLUMBIA, MD

Past

March 5, 1997 - December 31, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

COLUMBIA, MD

Past

November 6, 1996 - December 31, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

June 1, 1993 - September 5, 1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 1, 1993 - September 5, 1996

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

October 1, 1992 - May 19, 1993

COMPREHENSIVE FINANCIAL SERVICES, INC.

CRD#: 22710

Past

October 14, 1986 - October 13, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 12/4/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/10/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOUNDATION WEALTH & TAX ADVISORS, LLC

CRD#: 317596 / SEC#:

Florida

Registered Investment Advisory firm - (7/8/2024 Approved)

Maryland

Registered Investment Advisory firm - (2/11/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/28/2022 Approved)

South Carolina

Registered Investment Advisory firm - (4/16/2023 Approved)

Virginia

Registered Investment Advisory firm - (8/24/2023 Approved)

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Contact information

Main Address

839 Bestgate Road Suite 400, Annapolis, MD 21401

Mailing Address

Phone number

+1 (888) 354-5899

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 49,348,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Faggio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Faggio's CRS (Customer Relationship Summary).

Certified licenses

Experience

BESTGATE WEALTH ADVISORS, LLC

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

MEDALLION INVESTMENT SERVICES, INC.

MEDALLION ADVISORY SERVICES, LLC

SECURITIES SERVICE NETWORK, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

COMPREHENSIVE FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/1993

Series 22

Date: 12/4/1986

Series 6

Date: 10/10/1986

Current Firm

FOUNDATION WEALTH & TAX ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOUNDATION WEALTH & TAX ADVISORS, LLC

TRUST BUT VERIFY

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