Thomas W. Donnelly

NAVELLIER & ASSOCIATES

New York, NY 10105

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CRD#: 1566398

Professional summary

Thomas William Donnelly is a registered financial advisor currently at NAVELLIER & ASSOCIATES INC located in New York, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wholesaler with Navellier, a third party investment advisor. Part-time sales consultant in Home Improvement, flexible hours (5 to 20 per week). Generally performed evenings and weekends. Compensation is via commission.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Donnelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2016 - Present

NAVELLIER & ASSOCIATES INC

Office #1: 1345 6th Ave 2nd Floor, New York, NY 10105

RIA

CRD#: 107568

New York, NY

Past

August 16, 2017 - September 17, 2019

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

July 24, 2014 - March 17, 2016

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

MELVILLE, NY

Past

June 6, 2014 - March 17, 2016

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MELVILLE, NY

Past

May 10, 2012 - October 23, 2012

INNOVATION PARTNERS LLC

CRD#: 146344

NEEDHAM, MA

Past

February 14, 2011 - April 17, 2012

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

January 12, 2010 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

December 5, 2006 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

HICKSVILLE, NY

Past

December 4, 2006 - October 9, 2009

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

January 14, 2003 - May 22, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 29, 2001 - August 22, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 24, 1986 - August 22, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVELLIER & ASSOCIATES INC

CRD#: 107568 / SEC#: 801-30582

RIA

Registered Investment Advisory firm - (10/30/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(7/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

NAVELLIER & ASSOCIATES INC

CRD#: 107568 / SEC#: 801-30582

RIA

Registered Investment Advisory firm - (10/30/1987 Approved)

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Contact information

Main Address

One E. Liberty, Suite 504, Reno, NV 89501-2107

Mailing Address

Phone number

(775) 785-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAV ASSOC PART 2-07-04-2025 (7/4/2025)

Regulatory assets under management

Total Number of Accounts	1,308
AUM (Assets Under Management)	$ 882,832,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas W. Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORECAP INVESTMENTS, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

INNOVATION PARTNERS LLC

PIMCO INVESTMENTS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

NAVELLIER & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2014

Series 63

Date: 1/13/1987

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

Current Firm

NAVELLIER & ASSOCIATES INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVELLIER & ASSOCIATES INC

TRUST BUT VERIFY

Contact information

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