Paul J. Ducoff
Professional summary
Paul James Ducoff is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul James Ducoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 3, 2013 - August 28, 2015
P.J. ROBB VARIABLE, LLC
July 3, 2002 - October 30, 2013
CAPITAL SECURITIES INVESTMENT CORPORATION
May 22, 2001 - June 27, 2002
QUEST SECURITIES, INC.
June 6, 2000 - May 24, 2001
BANCNORTH INVESTMENT GROUP, INC.
June 1, 1999 - June 16, 2000
GUARANTY BROKERAGE SERVICES, INC.
June 1, 1996 - May 11, 1999
WALNUT STREET SECURITIES, INC.
April 7, 1989 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
November 24, 1986 - January 2, 1989
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2015)
(8/27/2015)
(10/23/2015)
(8/27/2015)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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