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Michael Ray Morrisett

CRD# 1565583·Registered 1987 - 2013
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Ray Morrisett, who also goes by Mike Morrisett, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 2013. Michael had worked at 7 firms and has passed the Series 63, Series 79, Series 7, Series 55, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Morrisett

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

OSAGE INVESTMENTS, INC.·CRD# 118539
BD
Tulsa, OK
May 5, 2011 - July 31, 2013
EQUITY STATION, INC.·CRD# 103620
BD
Tulsa, OK
April 6, 2010 - December 18, 2012
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
March 10, 2004 - March 1, 2005
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
June 6, 1990 - September 8, 1998
LONDON ZURICH SECURITIES, INC.·CRD# 13542
BD
December 20, 1988 - June 4, 1990
WAKEFIELD FINANCIAL CORPORATION·CRD# 11064
BD
June 30, 1988 - December 7, 1988
FITZGERALD, DEARMAN & ROBERTS, INC.·CRD# 317
BD
April 29, 1987 - January 12, 1990

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Current Firm

OI
OSAGE INVESTMENTS, INC.

OSAGE INVESTMENTS, INC. | RA BENCH SECURITIES, INC. | RA BENCH

CRD#: 118539 / SEC#: 8-53669
BD
Terminated by SEC on 09/27/2013

Contact Information

Established

Washington since 09/17/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OSAGE NATIONAL, LLCOWNER—
MATTHAI, JON CARLCCO1819686
MORRISETT, MICHAEL RAYCEO & PRESIDENT1565583
WATSON, NATALIA TOVARFINOP4782735

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2010About the Series 63 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2010About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2004

Series 24 — General Securities Principal Examination

Passed Jul 2010About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1990About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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