William W. Walbert
Professional summary
William Warren Walbert JR, who also goes by Bill Walbert, is a registered financial advisor currently at WALBERT CAPITAL MANAGEMENT, LLC located in New Canaan, Connecticut.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. William has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Warren Walbert JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2002 - Present
WALBERT CAPITAL MANAGEMENT, LLC
Office #1: 112 Main Street, New Canaan, CT 06840October 22, 1986 - October 1, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/18/2002)
Exams
Current Firm
WALBERT CAPITAL MANAGEMENT, LLC
CRD#: 119439 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 18,000,000 |
Red Flags
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