Thomas D. Jeppesen
Professional summary
Thomas Dale Jeppesen, who also goes by Tom Jeppesen, is a registered financial advisor currently at RETIREMENT PLANNING AND MANAGEMENT, INC. located in Lakeville, Minnesota.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Thomas has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Dale Jeppesen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2018 - Present
RETIREMENT PLANNING AND MANAGEMENT, INC.
November 28, 2001 - January 22, 2003
FINANCIAL MANAGEMENT SERVICES, LLC
November 1, 1999 - January 20, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
September 3, 1996 - October 27, 1997
WOODBURY FINANCIAL SERVICES, INC.
April 3, 1993 - September 13, 1994
G. R. PHELPS & CO., INC.
November 19, 1989 - April 1, 1991
OSAIC WEALTH, INC.
March 23, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2018)
Exams
Current Firm
RETIREMENT PLANNING AND MANAGEMENT, INC.
CRD#: 115483 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 287 |
| AUM (Assets Under Management) | $ 71,608,897 |
Red Flags
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