Denise C. Goldsmith
Professional summary
Denise Carolyn Goldsmith, who also goes by Denise Carolyn King, is a registered financial professional currently at FEDERATED SECURITIES, INC. located in Huntington, New York.
Denise is registered as a RR (Registered Representative) and started their career in finance in 1987. Denise has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Denise Carolyn Goldsmith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 1993 - Present
FEDERATED SECURITIES, INC.
Office #1: 680 Park Avenue, Huntington, NY 11743April 4, 1989 - December 6, 1990
ROBERT TODD FINANCIAL CORP.
January 21, 1987 - May 17, 1989
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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