George L. Gianacakos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Louis Gianacakos was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 6TO, SIE, Series 7, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2010 - June 9, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 8, 1996 - June 9, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 20, 1994 - April 2, 1996
INVEST FINANCIAL CORPORATION
January 21, 1992 - April 4, 1996
FMB INVESTMENT SERVICES
August 30, 1991 - December 13, 1991
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 7, 1989 - October 4, 1989
ROBERT W. BAIRD & CO. INCORPORATED
July 20, 1987 - May 18, 1989
DAIN RAUSCHER INCORPORATED
October 22, 1986 - February 3, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
