Cynthia L. Henry-kohlenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Leigh Henry-kohlenberg, who also goes by Cindy Henry, Cynthia Leigh Henry, was a registered financial advisor .
Cynthia is a previously registered financial advisor and started their career in finance in 1987. Cynthia had worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2005 - October 3, 2006
INVESTORS CAPITAL CORP.
June 21, 2005 - October 3, 2006
INVESTORS CAPITAL CORP.
January 11, 2002 - June 30, 2003
MAIN STREET MANAGEMENT COMPANY
March 27, 1990 - December 31, 2001
GROVE POINT INVESTMENTS, LLC
June 30, 1989 - January 4, 1990
VESTAX SECURITIES CORPORATION
May 31, 1988 - July 14, 1989
FSC SECURITIES CORPORATION
April 29, 1987 - June 4, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
