John S. Baran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Stanley Baran was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 27, Series 53, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 1996 - May 26, 2021
INVEMED ASSOCIATES LLC
August 11, 1993 - September 20, 1996
BT BROKERAGE CORPORATION
February 3, 1989 - August 7, 1993
RYAN BECK & CO.
October 22, 1986 - June 28, 1988
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 12/6/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INVEMED ASSOCIATES LLC
CRD#: 6728 / SEC#: , 8-18082
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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