John C. Vasu

ALLSTATE FINANCIAL ADVISORS

Mount Dora, FL 32757-2220

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CRD#: 1563100

Professional summary

John Charles Vasu Jr, CLU®, who also goes by John Charles Vasu, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Mount Dora, Florida and ALLSTATE FINANCIAL SERVICES, LLC located in Mount Dora, Florida.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Charles Vasu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Vasu Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

March 13, 2025 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 4280 N Hwy 19a Ste 9, Mount Dora, FL 32757-2220

RIA

CRD#: 109524

Mount Dora, FL

Current

March 4, 2025 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 4280 N Hwy 19a Ste 9, Mount Dora, FL 32757-2220

CRD#: 18272

Mount Dora, FL

Past

November 18, 2024 - March 10, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

ORLANDO, FL

Past

November 14, 2024 - March 10, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

ORLANDO, FL

Past

June 26, 2024 - November 12, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ORLANDO, FL

Past

June 25, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

ORLANDO, FL

Past

September 26, 2022 - June 26, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Lakeland, FL

Past

June 15, 2022 - June 26, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Lakeland, FL

Past

September 15, 2014 - June 1, 2022

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

BRANDON, FL

Past

April 10, 2014 - September 22, 2014

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

HARTFORD, CT

Past

March 5, 2012 - May 12, 2014

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

WINTER HAVEN, FL

Past

February 7, 2012 - February 9, 2012

M HOLDINGS SECURITIES, INC.

CRD#: 43285

DAYTONA BEACH, FL

Past

July 11, 2011 - February 28, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

ORLANDO, FL

Past

November 30, 2006 - July 7, 2011

NEW ENGLAND SECURITIES

CRD#: 615

TAMPA, FL

Past

February 9, 2006 - November 15, 2006

PRUCO SECURITIES, LLC.

CRD#: 5685

INDIANAPOLIS, IN

Past

August 22, 2002 - September 7, 2005

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

May 10, 2001 - June 13, 2002

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

February 2, 2000 - September 25, 2000

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

January 27, 1992 - February 4, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 27, 1992 - February 4, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 19, 1990 - July 24, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

March 19, 1990 - July 24, 1991

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

November 10, 1986 - October 12, 1988

HISTORIC SQUARE EQUITIES, INCORPORATED

CRD#: 15069

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/8/2025)

Colorado
(3/4/2025)

Florida
(3/4/2025)

IAR

Florida
(3/13/2025)

Pennsylvania
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/12/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/14/1986

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John C. Vasu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Vasu Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

ALLSTATE FINANCIAL SERVICES, LLC

SAYBRUS EQUITY SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

M HOLDINGS SECURITIES, INC.

EQUITABLE ADVISORS, LLC

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

NYLIFE SECURITIES LLC

STATE FARM VP MANAGEMENT CORP.

CONSECO EQUITY SALES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

HISTORIC SQUARE EQUITIES, INCORPORATED

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2022

Series 63

Date: 6/12/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2009

Series 6

Date: 11/6/1986

Series 26

Date: 11/14/1986

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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