Joelene N. Trenholm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joelene Napua Trenholm, who also goes by Joelene Napua Nakahashi, Joelene Napua Smythe, Joelene N Trenholm, was a registered financial professional .
Joelene is a previously registered financial professional and started their career in finance in 1986. Joelene had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2011 - July 9, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
July 13, 2011 - July 9, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
January 14, 2008 - August 13, 2009
NEXT FINANCIAL GROUP, INC.
November 26, 2002 - December 31, 2006
NEXT FINANCIAL GROUP, INC.
November 26, 2002 - August 13, 2009
NEXT FINANCIAL GROUP, INC.
September 4, 2002 - December 6, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 18, 2002 - December 6, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 13, 1986 - August 17, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
