Jeanette K. Innocent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanette Katherine Bassett Innocent, who also goes by Jeanette K B Innocent, Gigi Marsh, Jeanette Katherine Bassett Marsh, was a registered financial professional .
Jeanette is a previously registered financial professional and started their career in finance in 1988. Jeanette had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - December 21, 2017
STRATEGIC ADVISERS LLC
January 9, 2012 - December 21, 2017
FIDELITY BROKERAGE SERVICES LLC
June 25, 2010 - December 20, 2011
USAA FINANCIAL PLANNING SERVICES
June 24, 2010 - December 20, 2011
USAA FINANCIAL ADVISORS, INC.
January 4, 2006 - November 24, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 11, 1998 - November 24, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 2, 1996 - July 21, 1998
FIS SECURITIES, INC.
February 28, 1994 - December 31, 1995
FORESIDE FUNDS DISTRIBUTORS LLC
August 5, 1992 - March 4, 1994
VERAVEST INVESTMENTS, INC.
April 19, 1988 - June 30, 1992
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
