Craig D. Voss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Denney Voss was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2009 - September 10, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 13, 2009 - September 10, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 11, 1998 - January 22, 2009
RAYMOND JAMES & ASSOCIATES, INC.
November 11, 1998 - January 22, 2009
RAYMOND JAMES & ASSOCIATES, INC.
May 15, 1997 - November 13, 1998
TRUIST SECURITIES, INC.
September 7, 1996 - April 22, 1997
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 13, 1995 - October 22, 1996
TRADESTAR INVESTMENTS,INC.
April 20, 1994 - January 27, 1995
MONY SECURITIES CORPORATION
August 11, 1993 - March 28, 1994
CAPNET SECURITIES CORPORATION
September 24, 1990 - July 22, 1993
CIBC WORLD MARKETS CORP.
July 21, 1987 - October 8, 1990
LEHMAN BROTHERS INC.
November 21, 1986 - July 30, 1987
PERSHING LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
