Pauline T. Serfass
Professional summary
Pauline Teresa Serfass is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Quakertown, Pennsylvania.
Pauline is registered as a RR (Registered Representative) and started their career in finance in 1986. Pauline has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pauline Teresa Serfass's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2002 - Present
FORTUNE FINANCIAL SERVICES, INC.
January 6, 2000 - March 30, 2000
HACKETT ASSOCIATES, INC.
April 27, 1995 - October 28, 1999
FIRST ASSOCIATED SECURITIES GROUP, INC.
February 11, 1992 - February 9, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
November 10, 1986 - January 8, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2013)
(2/15/2001)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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