BH
Brian L. Hardman
EAGLE STRATEGIES LLC
STEVENSVILLE, MD 21666
Some features on this profile are disabled
CRD#: 1561113
BH
Professional summary
Brian Lee Hardman is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Stevensville, Maryland and NYLIFE SECURITIES LLC located in Stevensville, Maryland.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I OWN A CHARTER FISHING BOAT, LEAD DOY CHARTERS, ON WHICH I TAKE OUT CLIENTS AND FRIENDS. THEY PAY FOR EXPENSES ON THE TRIPS, TAKEN ON WEKENDS.
I AM LICENSED WITH VARIOUS INSURANCE CARRIERS FOR THE PURPOSES OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.
[Upper Bay Charter Captain's Association; Organization for Charter Boat Captains. Meet to discuss Department of Natural Resource Rules and the effect on their business; 110 Pier One Road, Stevensville, MD 21666; Start Date 11/2019; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
[OPERATING UNDER THE DBA NAME OF ALPHA SOLUTIONS GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; STEVENSVILLE, MD; START DATE: 07/2020]
CRS (Client Relationship Summary) - RIA
Click below to view Brian Lee Hardman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2000 - Present
EAGLE STRATEGIES LLC
Office #1: 110 Pier One Road, Stevensville, MD 21666RIA
CRD#: 110826
STEVENSVILLE, MD
Current
May 31, 1988 - Present
NYLIFE SECURITIES LLC
Office #1: 910 B Kentmorr Road, Stevensville, MD 21666BD
CRD#: 5167
Stevensville, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/14/2015)
RR
Delaware(10/28/2003)
RR
District of Columbia(2/5/1990)
RR
Florida(10/17/2023)
RR
Maryland(5/31/1988)
IAR
Maryland(10/23/2000)
RR
New Hampshire(9/10/2021)
RR
North Carolina(5/14/2012)
RR
Ohio(2/8/2017)
RR
Pennsylvania(4/29/2020)
RR
South Carolina(4/25/2000)
RR
Texas(1/28/2015)
RR
Virginia(1/2/1990)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
