John P. Barringer
CETERA INVESTMENT ADVISERS LLC
GREENWOOD VILLAGE, CO 80111
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CRD#: 1560069
Professional summary
John Paul Barringer, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenwood Village, Colorado and CETERA WEALTH SERVICES, LLC located in Greenwood Village, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: BARRINGER FAMILY LLC; INVESTMENT RELATED: NO; ADDRESS: LAKEWOOD, CO 80215; NATURE OF BUSINESS: FAMILY BUSINESS / INHERITED REAL ESTATE HOLDINGS; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: I DO THE BOOKKEEPING FOR THE ENTITY; 2. NAME OF OTHER BUSINESS: MYSYTOCKOPTIONS.COM; INVESTMENT RELATED: NO; ADDRESS: BROOKLINE, MA 02446; NATURE OF BUSINESS: PROVIDES FINANCIAL PLANNING ADVICE TO HOLDERS OF EQUITY COMPENSATION; START DATE: 02/2000; POSITION/TITLE/RELATIONSHIP CONTRIBUTING EDITOR / ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OFFER INPUT IN DISCUSSIONS ABOUT FUTURE BUSINESS VENTURES, WRITE ARTICLES ON THE TOPIC OF EQUITY AS COMPENSATION FOR THE WEBSITE; 3. NAME OF OTHER BUSINESS: EXECUTIVE WEALTH PLANNING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2015; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BROKER DEALER, ADVISORY, FINANCIAL PLANNING AND INSURANCE BUSINESS; 4. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view John Paul Barringer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5655 S Yosemite Ste 300, Greenwood Village, CO 80111RIA
CRD#: 105644
GREENWOOD VILLAGE, CO
Current
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5655 S Yosemite Ste 300, Greenwood Village, CO 80111BD
CRD#: 13572
Greenwood Village, CO
Past
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 22, 2015 - December 31, 2017
DENVER PWM, LLC
RIA
CRD#: 171139
GREENWOOD VILLAGE, CO
Past
January 16, 2015 - April 20, 2022
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
GREENWOOD VILLAGE, CO
Past
January 16, 2015 - April 20, 2022
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
GREENWOOD VILLAGE, CO
Past
June 1, 2009 - January 27, 2015
MORGAN STANLEY
RIA
CRD#: 149777
DENVER, CO
Past
June 1, 2009 - January 27, 2015
MORGAN STANLEY
BD
CRD#: 149777
DENVER, CO
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
DENVER, CO
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
DENVER, CO
Past
June 14, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
DENVER, CO
Past
September 26, 1986 - February 20, 1987
SECURITIES USA, INC.
BD
CRD#: 14799
Past
September 26, 1986 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/20/2022)
RR
California(4/20/2022)
RR
Colorado(4/20/2022)
IAR
Colorado(6/29/2023)
RR
Florida(5/11/2022)
RR
Missouri(4/20/2022)
RR
Montana(7/14/2022)
RR
New Mexico(4/20/2022)
RR
Washington(3/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/22/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
