Paul C. Fragakis
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
JOHNS CREEK, GA
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CRD#: 1559036
Professional summary
Paul C Fragakis, who also goes by Paul Charles Fragakis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Johns Creek, Georgia and FIDELITY BROKERAGE SERVICES LLC located in Atlanta, Georgia.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Biography
I have been in the financial services business since 1986 starting as an adviser with Paine Webber. I spent a decade as an Investment Manager of an equity focused Hedge Fund. I concentrate on advanced planning and work with families to create goals, help construct a detailed financial plan, and implement strategies designed to help clients accomplish their dreams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Charles Fragakis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul C Fragakis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Adelphi University
BBA - Management
1981
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3630 Peachtree Road Ne Suite 100 - 900, Atlanta, GA 30326RIA
CRD#: 104555
JOHNS CREEK, GA
Current
April 21, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3630 Peachtree Road Ne Suite 100 - 900, Atlanta, GA 30326-1568BD
CRD#: 7784
Atlanta, GA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ATLANTA, GA
Past
May 7, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ATLANTA, GA
Past
April 26, 2013 - April 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
April 4, 2013 - April 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Past
May 10, 2011 - March 27, 2013
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
January 29, 2004 - March 30, 2011
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
BD
CRD#: 118812
BOCA RATON, FL
Past
January 5, 2000 - January 29, 2004
SHEARSON FINANCIAL SERVICES, LLC
BD
CRD#: 38619
BOCA RATON, FL
Past
August 27, 1990 - January 12, 2000
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
July 24, 1989 - September 5, 1990
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
September 24, 1986 - August 4, 1989
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/21/2015)
RR
Arizona(1/21/2021)
RR
California(1/4/2019)
RR
Colorado(11/29/2016)
RR
District of Columbia(6/4/2021)
RR
Florida(4/21/2015)
RR
Georgia(4/21/2015)
IAR
Georgia(3/31/2025)
RR
Illinois(7/8/2022)
RR
Kentucky(8/22/2023)
RR
Massachusetts(1/12/2023)
RR
Michigan(7/8/2022)
RR
New Hampshire(3/1/2024)
RR
New Jersey(8/2/2022)
RR
New York(10/16/2019)
RR
North Carolina(4/21/2015)
RR
Ohio(8/9/2020)
RR
Oklahoma(6/25/2020)
RR
Pennsylvania(4/11/2023)
RR
South Carolina(4/21/2015)
RR
Tennessee(6/6/2019)
RR
Texas(1/4/2019)
IAR
Texas(3/31/2025)
RR
Virginia(1/4/2019)
RR
Wyoming(1/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/28/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Johns Creek, GATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
