Robert W. Martin

CETERA INVESTMENT ADVISERS LLC

ST. SIMONS ISLAND, GA 31522

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CRD#: 1559029

Professional summary

Robert Wayne Martin, who also goes by R Wayne Martin, Robert W Martin, Wayne Martin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Simons Island, Georgia and CETERA WEALTH SERVICES, LLC located in St. Simons Island, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R Wayne Martin | Robert W Martin | Wayne Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: RWM WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2017 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wayne Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2465 Demere Rd Ste 208, St. Simons Island, GA 31522

RIA

CRD#: 105644

ST. SIMONS ISLAND, GA

Current

November 13, 2024 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2465 Demere Rd Ste 208, St. Simons Island, GA 31522

CRD#: 13572

ST. SIMONS ISLAND, GA

Past

April 11, 2017 - November 14, 2024

IFG ADVISORY, LLC

RIA

CRD#: 168012

St. Simons Island, GA

Past

April 6, 2017 - November 19, 2024

LPL FINANCIAL LLC

CRD#: 6413

ST. SIMONS ISLAND, GA

Past

September 20, 2016 - April 10, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ST. SIMONS, GA

Past

March 31, 2014 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ST. SIMONS, GA

Past

March 28, 2014 - April 10, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ST. SIMONS, GA

Past

May 6, 2009 - March 31, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ST. SIMONS LSLAND, GA

Past

February 18, 2009 - March 31, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ALBANY, GA

Past

August 30, 2007 - January 29, 2009

FIRST LEGACY SECURITIES, LLC

RIA

CRD#: 47079

BRUNSWICK, GA

Past

January 29, 2007 - August 24, 2007

CROW FINANCIAL ADVISORS

RIA

CRD#: 114077

BRUNSWICK, GA

Past

January 22, 2007 - January 29, 2009

FIRST LEGACY SECURITIES, LLC

CRD#: 47079

BRUNSWICK, GA

Past

December 14, 2005 - January 30, 2007

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

ATLANTA, GA

Past

December 14, 2005 - January 30, 2007

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

ATLANTA, GA

Past

March 15, 2005 - December 19, 2005

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

July 10, 2003 - December 19, 2005

STERNE, AGEE & LEACH, INC.

CRD#: 791

GREENVILLE, SC

Past

January 22, 2003 - June 20, 2003

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

ALBANY, GA

Past

April 4, 2001 - June 20, 2003

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

October 9, 1997 - April 10, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 29, 1996 - October 8, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 31, 1993 - March 19, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 27, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 19, 1989 - May 5, 1992

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

October 14, 1988 - December 1, 1988

WACHOVIA SECURITIES, INC.

CRD#: 431

Past

December 4, 1987 - October 14, 1988

JOHNSON, LANE, SPACE, SMITH & CO., INC.

CRD#: 472

Past

September 26, 1986 - October 27, 1987

IFMG SECURITIES, INC.

CRD#: 14416

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/13/2024)

Georgia
(11/13/2024)

IAR

Georgia
(11/14/2024)

Iowa
(11/13/2024)

North Carolina
(11/25/2024)

South Carolina
(11/13/2024)

Texas
(11/13/2024)

IAR

Texas
(11/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/27/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 9/19/1992

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Robert W. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wayne Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

IFG ADVISORY, LLC

LPL FINANCIAL LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIRST LEGACY SECURITIES, LLC

CROW FINANCIAL ADVISORS

FIRST LEGACY SECURITIES, LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

WACHOVIA SECURITIES, INC.

JOHNSON, LANE, SPACE, SMITH & CO., INC.

IFMG SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/1993

Series 63

Date: 11/24/1986

SIE

Date: 10/1/2018

Series 3

Date: 2/27/1989

Series 7

Date: 9/20/1986

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 9/19/1992

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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