Kevin Andrew Carswell | Financial Professional | Tyler, Texas | ADVISOR RESOURCE COUNCIL

Professional summary

Kevin Andrew Carswell is a registered financial advisor currently at ADVISOR RESOURCE COUNCIL located in Tyler, Texas and LPL FINANCIAL LLC located in Tyler, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/30/2011: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Disability Insurance 2. 10/2/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/7/2021 - Azalea Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/4/2021- 160 Hours Per Month/8 Hours During Securities Trading. 4. 1/15/2021 - AZALEA WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 2/23/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/12/2021 - 2 Hours Per Month During Securities Trading - IUL life insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Andrew Carswell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2015 - Present

ADVISOR RESOURCE COUNCIL

Office #1: 100 Independence Plaza Suite 207, Tyler, TX 75703

RIA

CRD#: 164109

Tyler, TX

Current

December 12, 2008 - Present

LPL FINANCIAL LLC

Office #1: 100 Independence Pl Ste 207, Tyler, TX 75703

RIA

BD

CRD#: 10147

Past

January 18, 1989 - February 8, 1989

ALLISON, ROSENBLUM & HANNAHS, INC.

BD

CRD#: 22375

Past

December 9, 1988 - January 25, 1989

U.S. ASSOCIATES, INC.

BD

CRD#: 13511

Past

September 30, 1988 - March 29, 1990

ROBERT THOMAS SECURITIES, INC

BD

CRD#: 10147

ST. PETERSBURG, FL

Past

January 30, 1987 - October 4, 1988

U.S. ASSOCIATES, INC.

BD

CRD#: 13511

Past

September 26, 1986 - February 9, 1987

SWINK & COMPANY, INC.

BD

CRD#: 7111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AR

ADVISOR RESOURCE COUNCIL

CRD#: 164109 / SEC#: 801-76667

RIA

Registered Investment Advisory firm - (6/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arkansas
(12/12/2008)

RR

California
(1/21/2025)

RR

Colorado
(1/21/2025)

RR

Connecticut
(1/21/2025)

RR

Florida
(1/21/2025)

RR

Georgia
(1/21/2025)

RR

Louisiana
(11/17/2021)

RR

Montana
(7/8/2020)

RR

Oregon
(1/2/2020)

RR

Texas
(12/12/2008)

IAR

Texas
(12/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

AR

ADVISOR RESOURCE COUNCIL

CRD#: 164109 / SEC#: 801-76667

RIA

Registered Investment Advisory firm - (6/1/2012 Approved)

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Contact information

Main Address

15110 Dallas Parkway Suite 500, Dallas, TX 75248

Mailing Address

Phone number

(972) 421-1360

Established

Firm type

Fiscal year end

# of Employees

123

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

07.01.2025 ARC FORM ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE FINAL - AMENDED (10/2/2025)

ADV FORM PART 2A (10/2/2025)

Regulatory assets under management

Total Number of Accounts	11,622
AUM (Assets Under Management)	$ 3,015,318,532

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin A. Carswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Andrew Carswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

REGIONS INVESTMENT COMPANY, INC.

FISERV INVESTOR SERVICES, INC.

FIRST COMMERCIAL INVESTMENTS, INC.

AMERIPRISE ADVISOR SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

ALLISON, ROSENBLUM & HANNAHS, INC.

U.S. ASSOCIATES, INC.

ROBERT THOMAS SECURITIES, INC

U.S. ASSOCIATES, INC.

SWINK & COMPANY, INC.

Primary Firm SEC Registration

ADVISOR RESOURCE COUNCIL

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/1998

Series 63

Date: 10/2/1986

SIE

Date: 10/1/2018

Series 3

Date: 8/24/1987

Series 7

Date: 9/20/1986

Series 24

Date: 2/22/1988

FINRA

Current Firm

ADVISOR RESOURCE COUNCIL

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR RESOURCE COUNCIL

TRUST BUT VERIFY

Contact information

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