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CS

Christine M. Sandler

Some features on this profile are disabled
CRD#: 1558158
CS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christine Margarites Sandler, who also goes by Chris Margarites, Christine G Margarites, Christine Georgia Margarites, Christine Sandler, was a registered financial professional .

Christine is a previously registered financial professional and started their career in finance in 1987. Christine had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Margarites | Christine G Margarites | Christine Georgia Margarites | Christine Sandler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 18, 2018 - April 1, 2019

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
NEW YORK, NY
Past

July 14, 2014 - February 15, 2016

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

December 18, 2007 - December 2, 2013

ARCHIPELAGO TRADING SERVICES, INC.

BD
CRD#: 15853
NEW YORK, NY
Past

December 18, 2007 - December 2, 2013

ARCHIPELAGO SECURITIES L.L.C.

BD
CRD#: 102500
CHICAGO, IL
Past

April 5, 2007 - December 18, 2007

POSIT ALERT LLC

BD
CRD#: 142334
NEW YORK, NY
Past

September 22, 2006 - March 6, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

March 7, 2006 - July 7, 2006

WAVE SECURITIES, LLC

BD
CRD#: 43705
NEW YORK, NY
Past

March 6, 2006 - March 6, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 4, 2005 - March 7, 2006

ARCHIPELAGO TRADING SERVICES, INC.

BD
CRD#: 15853
CHICAGO, IL
Past

August 27, 2001 - March 3, 2006

WAVE SECURITIES, LLC

BD
CRD#: 43705
NEW YORK, NY
Past

December 11, 1998 - November 27, 2000

BLOOMBERG TRADEBOOK LLC

BD
CRD#: 40881
NEW YORK, NY
Past

June 2, 1994 - August 10, 1995

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

January 17, 1990 - May 24, 1993

W. H. REAVES & CO., INC.

BD
CRD#: 3140
JERSEY CITY, NJ
Past

August 27, 1988 - December 20, 1989

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

March 27, 1987 - August 25, 1988

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/23/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 12/7/1998
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/1/2003
General Securities Principal Examination

Current Firm

CC
COINBASE CAPITAL MARKETS CORP
ADVANCED FINANCIAL PARTNERS | TAX SHELTERS SECURITIES CORPORATION | STEWART FINANCIAL SERVICES | RDD WEALTH MANAGEMENT | OPEN NETWORK FINANCIAL CONSULTING | KEYSTONE DIVERSIFIED SECURITIES | KEYSTONE CAPITAL CORPORATION | COINBASE CAPITAL MARKETS CORP | COINBASE CAPITAL MARKETS | AUOUR ADVISORY, LLC

CRD#: 10722 / SEC#: 801-78249, 8-28032

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One Madison Ave Suite 230, San Diego, CA 92130
Mailing Address
One Madison Ave 24th Fl, New York, NY 10010
Phone number
(858) 348-4405
Established
California since 06/18/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

KEYSTONE CAPITAL CORPORATION ADV PART 2A (9/22/2015)

Direct owners and executive officers

NamePositionCRD#
COINBASE GLOBAL, INC.DIRECT OWNER
COMPA, GREGORYCHIEF COMPLIANCE OFFICER5324133
COOK, KATHERINE RENEEEXECUTIVE PRINCIPAL3076337
PLUMMER, CHRISTINE MARIEFINANCIAL OPERATIONS PRINCIPAL, PRINCIPAL OPERATIONS OFFICER2903362
TUSAR, GREGORY ALEXANDERCEO2426485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

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