Eric S. Nelson

ALTFEST PERSONAL WEALTH MANAGEMENT

New York, NY 10022

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CRD#: 1558052

Professional summary

Eric Scott Nelson, CFP® is a registered financial advisor currently at ALTFEST PERSONAL WEALTH MANAGEMENT located in New York, New York.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Eric has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

April 20, 2022 - Present

ALTFEST PERSONAL WEALTH MANAGEMENT

Office #1: 445 Park Avenue 6th Floor, New York, NY 10022

RIA

CRD#: 110130

New York, NY

Past

May 8, 2018 - April 19, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SHELTON, CT

Past

May 3, 2018 - April 19, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

SHELTON, CT

Past

June 4, 2007 - February 29, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WHITE PLAINS, NY

Past

August 17, 2000 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 29, 2000 - February 29, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WHITE PLAINS, NY

Past

November 18, 1986 - October 8, 1998

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTFEST PERSONAL WEALTH MANAGEMENT

ALTFEST L J & CO INC | L.J. ALTFEST & CO., INC. | ALTFEST PERSONAL WEALTH MANAGEMENT

CRD#: 110130 / SEC#: 801-18320

RIA

Registered Investment Advisory firm - (2/2/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/16/2024)

IAR

New York
(4/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/21/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/19/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Current Firm

ALTFEST PERSONAL WEALTH MANAGEMENT

ALTFEST L J & CO INC | L.J. ALTFEST & CO., INC. | ALTFEST PERSONAL WEALTH MANAGEMENT

CRD#: 110130 / SEC#: 801-18320

RIA

Registered Investment Advisory firm - (2/2/1983 Approved)

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Contact information

Main Address

445 Park Avenue 6th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 406-0850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTFEST PERSONAL WEALTH MANAGEMENT AMENDED FORM ADV, PART 2A. (2/24/2025)

Regulatory assets under management

Total Number of Accounts	3,191
AUM (Assets Under Management)	$ 1,622,512,064

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/11/2023	Cover Page	Report
10/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric S. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PERSHING LLC

Primary Firm SEC Registration

ALTFEST PERSONAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/2018

Series 66

Date: 11/19/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

Current Firm

ALTFEST PERSONAL WEALTH MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALTFEST PERSONAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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