Michelle M. Hutchinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Marie Hutchinson was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1987. Michelle had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2013 - September 4, 2020
HENNION & WALSH, INC.
April 16, 2003 - December 31, 2013
PMK SECURITIES & RESEARCH, INC.
January 2, 2003 - February 3, 2003
LAVAFLOW, INC.
August 14, 2002 - January 16, 2003
NEXTRADE
November 9, 1995 - July 1, 2002
SCHONFELD SECURITIES, LLC
February 15, 1995 - April 20, 1995
SUNPOINT SECURITIES, INC.
June 23, 1994 - February 8, 1995
AMERICAN TRUST SECURITIES CORPORATION
October 9, 1992 - June 21, 1994
JOSEPH CHARLES & ASSOC., INC.
March 7, 1990 - October 19, 1992
JW GENESIS CLEARING CORP.
January 2, 1990 - February 20, 1990
PRESCOTT, BALL & TURBEN, INC.
October 30, 1987 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
July 20, 1987 - November 2, 1987
BOETTCHER & COMPANY, INC.
May 21, 1987 - July 28, 1987
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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