Philip P. Hurst
Professional summary
Philip Paul Hurst JR, who also goes by Philip Paul Hurst II, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Gabriel, California and CETERA INVESTMENT SERVICES LLC located in San Gabriel, California.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Philip has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Paul Hurst JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 825 E Valley Blvd 2nd Floor, San Gabriel, CA 91776September 25, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 825 E Valley Bld 2nd Floor, San Gabriel, CA 91776August 17, 2016 - February 28, 2017
CETERA INVESTMENT ADVISERS LLC
August 16, 2016 - February 28, 2017
CETERA INVESTMENT SERVICES LLC
October 17, 2006 - February 16, 2016
U.S. BANCORP ADVISORS, LLC
October 17, 2006 - February 16, 2016
U.S. BANCORP ADVISORS, LLC
October 7, 2004 - October 4, 2006
WAMU INVESTMENTS, INC.
September 28, 1998 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
April 5, 1998 - October 4, 2006
WAMU INVESTMENTS, INC.
October 10, 1996 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 11, 1994 - September 30, 1996
CITICORP INVESTMENT SERVICES
November 19, 1993 - March 28, 1994
WELLS FARGO SECURITIES INC.
November 24, 1992 - November 19, 1993
MARKETING ONE SECURITIES, INC.
June 24, 1992 - November 27, 1992
IFMG SECURITIES, INC.
November 7, 1990 - June 22, 1992
UBS FINANCIAL SERVICES INC.
September 30, 1986 - November 16, 1990
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2017)
(9/25/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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