Nichole V. Schurr
Professional summary
Nichole Valery Schurr, CFP®, ChFC®, CLU®, who also goes by Nichole Valery Duvoisin, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Nichole is registered as a RR (Registered Representative) and started their career in finance in 1986. Nichole has worked at 18 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nichole Valery Schurr's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 15, 2016 - June 19, 2019
PRUCO SECURITIES, LLC.
January 15, 2015 - March 17, 2016
HARVEST INVESTMENT SERVICES, LLC
March 21, 2014 - November 21, 2014
THE O.N. EQUITY SALES COMPANY
April 16, 2007 - February 7, 2008
ONEAMERICA SECURITIES, INC.
April 16, 2007 - February 7, 2008
ONEAMERICA SECURITIES, INC.
September 12, 2005 - February 16, 2007
EQUITABLE DISTRIBUTORS, LLC
December 16, 2003 - September 15, 2005
CITICORP INVESTMENT SERVICES
December 16, 2003 - September 15, 2005
CITICORP INVESTMENT SERVICES
September 16, 2003 - December 19, 2003
CUNA BROKERAGE SERVICES, INC.
September 16, 2003 - December 19, 2003
CUNA BROKERAGE SERVICES, INC.
April 3, 2002 - September 5, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 2, 2002 - September 5, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 23, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
August 23, 2001 - April 4, 2002
ONEAMERICA SECURITIES, INC.
July 12, 1999 - September 21, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 27, 1995 - July 12, 1999
BA INVESTMENT SERVICES, INC.
May 14, 1994 - September 5, 1995
WELLS FARGO SECURITIES INC.
August 17, 1993 - May 13, 1994
GLENFED BROKERAGE SERVICES
September 28, 1992 - June 17, 1993
FIRST UNION BROKERAGE SERVICES, INC.
July 23, 1992 - October 23, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
March 1, 1991 - July 27, 1992
CAPITAL BROKERAGE CORPORATION
August 31, 1989 - January 30, 1990
ASB FINANCIAL SERVICES
September 26, 1986 - October 10, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2019)
(7/30/2019)
Exams
Series 8
Date: 2/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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