Jose Rafael Fernandez Martinez
Professional Summary
Jose Rafael Fernandez Martinez, who also goes by Jose Pafael Fernandez, Jose Rafael Fernandez, Jose Fernandez, is a registered financial advisor currently at ORIENTAL FINANCIAL SERVICES LLC located in San Juan, undefined. Jose is registered as a RR (Registered Representative) and started their career in finance in 1986. Jose has worked at 6 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 4, Series 27 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jose Pafael Fernandez, Jose Rafael Fernandez, Jose Fernandez
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
Years of Experience
40 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
Current Firm
ORIENTAL FINANCIAL SERVICES | ORIENTAL WEALTH MANAGEMENT | ORIENTAL FINANCIAL SERVICES LLC | ORIENTAL FINANCIAL SERVICES CORP.
Contact Information
Main Address
254 Munoz Rivera Ave 11th Floor, San Juan, PR 00918Mailing Address
P.o. Box 195115, San Juan, PR 00919-5115Phone Number
(787) 474-1993Established
Puerto Rico since 12/30/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
28SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
FINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OFG BANCORP | PARENT COMPANY , MEMBER | — |
| FERNANDEZ MARTINEZ, JOSE RAFAEL | OPTIONS PRINCIPAL, AND DIRECTOR | 1556546 |
| MUNOZ GALARZA, GLENDA L. | FINANCIAL AND OPERATIONS MANAGER | 5037917 |
| PASCUAL NAVARRO, ALEJANDRO MIGUEL | PRESIDENT & SALES MANAGER | 4637744 |
| RODRIGUEZ MIMOSO, MARI EVELYN | DIRECTOR | 8207563 |
| ROSADO, RAMON ARTURO | DIRECTOR | 2396515 |
| TORRES, MARIELA | CHIEF COMPLIANCE OFFICER | 2735709 |
Regulatory Assets Under Management
Total Number of Accounts
468AUM (Assets Under Management)
$419,555,784Disclosures
Regulatory Event
5Arbitration
6Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ORIENTAL FINANCIAL SERVICES | ORIENTAL WEALTH MANAGEMENT | ORIENTAL FINANCIAL SERVICES LLC | ORIENTAL FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
(9/25/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Jose Rafael Fernandez Martinez's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
FARMERS FINANCIAL SOLUTIONS, LLC
PARALLEL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
