MK
Mark H. Kaizerman
KAIZERMAN & ASSOCIATES
NATICK, MA 01760
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CRD#: 1556414
MK
Mark H. KaizermanKAIZERMAN & ASSOCIATES
Professional summary
Mark H. Kaizerman, CFP®, who also goes by Mark Haskell Kaizerman, is a registered financial advisor currently at KAIZERMAN & ASSOCIATES, LLC located in Natick, Massachusetts.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
At a Glance
Always Fiduciary
Services Offered
Estate Planning
Comprehensive Financial Planning
Investment Planning
Retirement Planning
Aliases
Mark Haskell Kaizerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BENEFICIARY DIRECTORY, NON-INVEST RELATED BUSINESS, STARTED IN 12/04, IS LOCATED AT 182 W. CENTRAL ST., STE 200, NATICK, MA. 100% OWNED BY APPLICANT. HRS DEVOTED PER MO. APPROX. 20, WITH 16 OF THESE HRS DURING SEC TRADING HRS. MARKETS/SELLS BD PRODUCTS TO PROFESS/CONSUMERS. BD BOOK PROVIDES A SYSTEM FOR INDIV TO ORGANIZE THEIR IMPORTANT DOCS AND GUIDE THEIR HEIRS. BOOK, WORKBOOK AND CD'S WERE AUTHORED BY APPLICANT.KAIZERMAN & ASSOCIATES, A RIA, INVESTMENT RELATED ACTIVITY, OFFERING FINANCIAL PLANNING, TAX PREP AND IA SERVICES. 100% OWNED BY APPLICANT STARTED 11/04. MONTHLY HOURS DEVOTED APPROX. 90, WITH 80 DURING SECURITES TRADING HOURS. LOCATED AT 182 W. CENTRAL ST., STE 200, NATICK, MA.APPLICANT OFFERS TRADITIONAL/FIXED INSUR PRODUCTS. APPROX. 10 HRS PER MO., WITH 8 DURING SEC. TRADING HRS. STARTED 11/86. 100% OWNED BY APPL. LOCATED AT NATICK, MA..3RD PARTY MONEY MGMT THROUGH RAA CORP RIA 5HR/MTH.TRUSTEE FOR 2 FAMILY TRUSTS. 2. TRUSTEE POSITION: Trustee NATURE: Condo Association INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2023 ADDRESS: 10 Nouvelle Way, Unit 913, Natick MA 01760, United States DESCRIPTION: Member of Condo Association (five member) Board of Trustees. Overall supervision of manager and staff in dealing with day-to-day and long-term planning of management of 216 unit residential condo complex. I reside at this condo complex.I am not responsible for funds/moniesof the Condo and accounting, payments and distributions are handled directly by outside management company - Barkin.? 3. KAIZERMAN & ASSOCIATES - APA - Tax Prep Services POSTION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: NO NUMBER OF HOURS 5 SECURITIES TRADING HOURS: 1 START DATE: 11/06/1986. DESCRIPTION: CPA TAX PREP SERVICES 4. KAIZERMAN & ASSOCIATES - Independent Insurance POSTION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/1986. DESCRIPTION: SALE OF LIFE, LONG TERM CARE INSURANCE AND ANNUITIES 5. KAIZERMAN & ASSOCIATES - Independent RIA POSTION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: YES NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 3 START DATE: 11/01/1994. DESCRIPTION: FINANCIAL PLANNING AND FEE BASED ASSET MANAGMENT
CRS (Client Relationship Summary) - RIA
Click below to view Mark H. Kaizerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
January 13, 1995 - Present
KAIZERMAN & ASSOCIATES, LLC
Office #1: 182 West Central Street Suite 200, Natick, MA 01760RIA
CRD#: 128579
NATICK, MA
Past
March 26, 2007 - September 3, 2026
OSAIC WEALTH, INC.
RIA
CRD#: 23131
NATICK, MA
Past
November 14, 1994 - September 3, 2026
OSAIC WEALTH, INC.
BD
CRD#: 23131
NATICK, MA
Past
October 22, 1991 - November 23, 1994
AMERICAN EXPRESS SERVICE CORPORATION
BD
CRD#: 10518
MINNEAPOLIS, MN
Past
October 13, 1986 - November 23, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/13/1995)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
K&
KAIZERMAN & ASSOCIATES, LLC
KAIZERMAN & ASSOCIATES, LLC | KAIZERMAN, MARK HASKELL | KAIZERMAN + ASSOCIATES
CRD#: 128579 / SEC#:
Massachusetts
Registered Investment Advisory firm - (1/1/1995 Approved)Loading...
Contact information
Main Address
182 West Central Street Suite 200, Natick, MA 01760
Mailing Address
Phone number
(508) 647-0830
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 26,429,147 |
Red Flags
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