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EC

Edward P. Cobb

Some features on this profile are disabled
CRD#: 1556302
EC

Professional summary

Edward Peter Cobb was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Edward is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Edward had worked at 11 firms, which includes FOX CHASE CAPITAL PARTNERS LLC, G.W. PIPER & CO. INC., TP ICAP GLOBAL MARKETS AMERICAS LLC, PROBURSA INTERNATIONAL INC., TFS DERIVATIVES LLC, GFI SECURITIES LLC, UBS FINANCIAL SERVICES INC., ACCESS SECURITIES LLC, CIBC WORLD MARKETS CORP., MABON NUGENT & CO., SALOMON BROTHERS INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 15, 2001 - October 16, 2002

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
SPRINGFIELD, NJ
Past

February 24, 1999 - April 10, 2000

G.W. PIPER & CO., INC.

BD
CRD#: 22563
PARAMUS, NJ
Past

July 16, 1997 - July 29, 1998

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

October 6, 1995 - November 13, 1996

PROBURSA INTERNATIONAL INC.

BD
CRD#: 26137
Past

August 13, 1993 - September 20, 1993

TFS DERIVATIVES LLC

BD
CRD#: 30395
NEW YORK, NY
Past

January 29, 1993 - May 21, 1993

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

September 13, 1991 - July 31, 1992

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 10, 1991 - August 13, 1991

ACCESS SECURITIES, LLC

BD
CRD#: 22455
NEW CANAAN, CT
Past

July 6, 1990 - March 19, 1991

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 11, 1990 - June 20, 1990

MABON, NUGENT & CO.

BD
CRD#: 2617
Past

January 19, 1988 - February 8, 1990

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/3/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 6/28/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/16/1988
General Securities Representative Examination

Current Firm

FC
FOX CHASE CAPITAL PARTNERS, LLC
FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087 / SEC#: , 8-52624

BD
Terminated by SEC on 12/24/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 03/06/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ROCKONKNV LLCDIRECT OWNER
MANZO, MARK THOMASFINOP1229739
PERRETTI, VICTOR JRCEO711988
PERRETTI, VICTOR JRCCO711988

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087

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