Doyle L. Holmes

RAMPART ASSET MANAGEMENT LLC

Irvine, CA 92612

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CRD#: 1556260

Professional summary

Doyle Lavern Holmes, who also goes by Doyle Laverne Holmes, is a registered financial advisor currently at RAMPART ASSET MANAGEMENT LLC located in Irvine, California and MISCHLER FINANCIAL GROUP, INC. located in Irvine, California.

Doyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Doyle has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 79, Series 3, Series 7, Series 22, Series 14, Series 53, Series 27, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doyle Laverne Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rampart Asset Management, LLC; Yes, investment related; 46 Southfield Ave, Ste. 200, Stamford, CT 06902; Registered Investment Advisor firm; Registered Advisor/President/CCO/CFO; Started 12/2013, company became active 11/2024; 4-6 hrs monthly; 4-6 hrs. during securities trading hrs; Investment advisory services 2) Mischler Financial Group, Inc; Yes, investment related; 19800 MacArthur Blvd, Ste. 600, Irvine, CA 92612; Registered Broker Dealer; President/CFO/CCO/COO/Secretary/Owner; Started 8/1996; 160 hrs monthly; 160 hrs during securities trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Doyle Lavern Holmes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2014 - Present

RAMPART ASSET MANAGEMENT LLC

Office #1: 19800 Macarthur Blvd., Suite 600, Irvine, CA 92612

RIA

CRD#: 168549

Irvine, CA

Current

November 6, 1996 - Present

MISCHLER FINANCIAL GROUP, INC.

Office #1: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612Office #2: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

CRD#: 37818

IRVINE, CA

Past

November 6, 2007 - April 2, 2008

MISCHLER FINANCIAL GROUP, INC.

RIA

CRD#: 37818

CHICAGO, IL

Past

May 24, 1995 - July 8, 1996

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

March 6, 1992 - June 2, 1995

MISCHLER LIBERTY, INC.

CRD#: 22453

Past

June 25, 1987 - June 16, 1995

LIBERTY CAPITAL MARKETS, INC.

CRD#: 16534

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAMPART ASSET MANAGEMENT LLC

HOLMES, DOYLE | RAMPART ASSET MANAGEMENT LLC

CRD#: 168549 / SEC#: 801-132714

RIA

Registered Investment Advisory firm - (5/14/2025 Approved)

California

Registered Investment Advisory firm - (5/16/2014 Approved)

Connecticut

Registered Investment Advisory firm - (5/27/2014 Approved)

Illinois

Registered Investment Advisory firm - (5/5/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/6/1996)

IAR

California
(5/16/2014)

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

RAMPART ASSET MANAGEMENT LLC

HOLMES, DOYLE | RAMPART ASSET MANAGEMENT LLC

CRD#: 168549 / SEC#: 801-132714

RIA

Registered Investment Advisory firm - (5/14/2025 Approved)

California

Registered Investment Advisory firm - (5/16/2014 Approved)

Connecticut

Registered Investment Advisory firm - (5/27/2014 Approved)

Illinois

Registered Investment Advisory firm - (5/5/2014 Approved)

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Contact information

Main Address

46 Southfield Avenue Suite 200, Stamford, CT 06902

Mailing Address

Phone number

(475) 477-9899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (11/11/2025)

ADV PART 2B - JASON KLINGHOFFER (3/13/2025)

ADV PART 2B - CARL SPANGLER (3/13/2025)

ADV PART 2B - DEAN CHAMBERLAIN (3/13/2025)

ADV PART 2B - DOYLE HOLMES (3/13/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Doyle L. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Doyle Lavern Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISCHLER FINANCIAL GROUP, INC.

MISCHLER FINANCIAL GROUP, INC.

GILFORD SECURITIES INCORPORATED

MISCHLER LIBERTY, INC.

LIBERTY CAPITAL MARKETS, INC.

Primary Firm SEC Registration

RAMPART ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2013

Series 63

Date: 8/5/1987

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 9/29/2011

Series 3

Date: 4/28/2004

Series 7

Date: 5/16/1987

Series 22

Date: 3/26/1984

Series 14

Date: 1/2/2023

Series 53

Date: 2/24/1988

Series 27

Date: 6/24/1987

Series 24

Date: 6/9/1987

Series 39

Date: 4/11/1984

FINRA

Current Firm

RAMPART ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

RAMPART ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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