Ava C. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ava Currin Watkins was a registered financial professional .
Ava is a previously registered financial professional and started their career in finance in 1986. Ava had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2012 - November 14, 2022
QUOIN CAPITAL LLC
May 11, 2011 - February 3, 2012
DOLEY SECURITIES, LLC.
August 18, 2010 - December 31, 2010
REGENT CAPITAL GROUP, INC.
January 10, 2006 - July 8, 2010
DOLEY SECURITIES, LLC.
March 6, 2002 - September 19, 2005
GREENTREE BROKERAGE SERVICES, INC.
March 18, 1997 - July 18, 2001
ASHLAND GLOBAL SECURITIES, LLC
June 12, 1995 - July 29, 1996
MAGNA
June 21, 1994 - December 31, 1994
BERNARD HEROLD & CO., INC.
June 3, 1994 - July 5, 1995
WILSON INSTITUTIONAL SECURITIES, INC.
August 19, 1991 - May 19, 1995
ASHLAND GLOBAL SECURITIES, LLC
August 24, 1990 - July 26, 1991
GABELLI DIRECT INC.
January 11, 1990 - June 29, 1990
GRUNTAL & CO., L.L.C.
August 16, 1989 - January 11, 1990
MCKINLEY ALLSOPP, INC.
November 18, 1986 - April 12, 1988
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUOIN CAPITAL LLC
CRD#: 136160 / SEC#: , 8-66980
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
