Orville D. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orville Duane Ward, who also goes by O D Ward, Orville Ward, was a registered financial professional .
Orville is a previously registered financial professional and started their career in finance in 1986. Orville had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2009 - November 26, 2012
AVIANCE CAPITAL MANAGEMENT, LLC
February 17, 2009 - October 4, 2017
AVIANCE CAPITAL PARTNERS LLC
June 30, 2004 - February 19, 2009
YHB INVESTMENT ADVISORS INC
October 1, 2000 - February 27, 2002
BROWN BROTHERS HARRIMAN & CO.
January 30, 1994 - June 2, 1998
M&I FINANCIAL ADVISORS, INC
August 16, 1990 - November 8, 1991
COLLIER SECURITIES, INC.
July 31, 1990 - September 15, 1992
CARNES CAPITAL CORPORATION
September 26, 1986 - July 25, 1990
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVIANCE CAPITAL MANAGEMENT, LLC
CRD#: 142367 / SEC#: 801-67399
Contact information
Documents
Red Flags
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