JB
Jeffrey C. Babcock
CREATIVEONE SECURITIES
Oceanside, CA 92054
Some features on this profile are disabled
CRD#: 1555909
JB
Professional summary
Jeffrey Charles Babcock, CFP®, who also goes by Jeff Babcock, is a registered financial advisor currently at CREATIVEONE SECURITIES, LLC located in Oceanside, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Jeffrey has worked at 13 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Babcock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fantastic Five Inc; No; 2101 S El Camino Real, Suite 206, Oceanside CA 92054; Group/IND health insurance; President/Owner; 5/1985; Hrs per Month 4 and Hrs per Month security 0; C- Corp, legal entity of My Benefit Package And North County Financial Associates. 2) Jeff Babcock CPA; No; 2101 S El Camino Real, Suite 206, Oceanside CA 92054; Individual tax preperation; President/Owner; 1/1995; Hrs per Month 6 and Hrs per Month Security 1; Tax Prep 3) Rental Property; No; 2101 S El Camino Real, Suite 206, Oceanside CA 92054; Real Estate Management/Rental Properties; President/Owner; 1/1985; Hrs per Month 5 and Hrs per Month Security 3; Manage rentals and repairs 4) SD LUV; No; 2101 S El Camino Real, Suite 206, Oceanside CA 92054; Non Profit; President/Owner 1/2020; Hrs per Month 55 and Hrs per Security 50; President Management of goals an services 5) My Benefit Package; NA; NA; 2101 S El Camino Real, Suite 206, Oceanside CA 92054;Group and Individual Insurance services, ind life, health disablility, group health, dental, vision LTD; President/Owner; Hrs per Month 40 and Hrs per Month Securities 25; Sales and Service. 6) North County Financial Associates; Yes; 2101 S El Camino Real, Suite 206, Oceanside CA 92054;Financial Planning, Retirement and Investment Planning; President/Owner; 1/1985; Hrs per Month 40 and hrs during securities 30; Sales and Service
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Charles Babcock's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Charles Babcock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
April 29, 2022 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 2101 S. El Camino Real Suite 206, Oceanside, CA 92054RIA
BD
CRD#: 152974
Oceanside, CA
Current
April 29, 2022 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 2101 S. El Camino Real Suite 206, Oceanside, CA 92054RIA
BD
CRD#: 152974
Oceanside, CA
Past
January 2, 2015 - April 29, 2022
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
Oceanside, CA
Past
January 2, 2015 - April 29, 2022
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
Oceanside, CA
Past
October 4, 2010 - January 2, 2015
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
OCEANSIDE, CA
Past
October 4, 2010 - January 2, 2015
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
OCEANSIDE, CA
Past
May 21, 2010 - February 28, 2013
WEALTH PLANNING AND MANAGEMENT
RIA
CRD#: 147087
OCEANSIDE, CA
Past
April 14, 2010 - October 8, 2010
OSAIC FS, INC.
BD
CRD#: 3870
OCEANSIDE, CA
Past
February 27, 2009 - December 31, 2009
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAKE FOREST, CA
Past
January 16, 2004 - February 25, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
OCEANSIDE, CA
Past
October 15, 2002 - December 31, 2003
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
VISTA, CA
Past
January 26, 2000 - December 31, 2003
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
November 16, 1998 - January 26, 2000
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
September 20, 1994 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
BD
CRD#: 21986
CARLSBAD, CA
Past
May 23, 1994 - September 26, 1994
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
May 31, 1989 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
BD
CRD#: 21778
Past
October 14, 1986 - April 11, 1989
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CREATIVEONE SECURITIES, LLC
AFFINITY ASSET MANAGEMENT | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
RIA
Registered Investment Advisory firm - SEC (6/5/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Arkansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)California
Registered Investment Advisory firm - SEC (7/5/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Illinois
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Louisiana
Registered Investment Advisory firm - SEC (6/12/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Maryland
Registered Investment Advisory firm - SEC (6/17/2013 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/24/2013 Terminated)Minnesota
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Mississippi
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Montana
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)New York
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)West Virginia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(4/29/2022)
RR
California(5/6/2022)
RR
Colorado(2/27/2025)
RR
Florida(4/29/2022)
RR
Texas(5/25/2022)
Exams
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CREATIVEONE SECURITIES, LLC
AFFINITY ASSET MANAGEMENT | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
RIA
Registered Investment Advisory firm - SEC (6/5/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Arkansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)California
Registered Investment Advisory firm - SEC (7/5/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Illinois
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Louisiana
Registered Investment Advisory firm - SEC (6/12/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Maryland
Registered Investment Advisory firm - SEC (6/17/2013 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/24/2013 Terminated)Minnesota
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Mississippi
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Montana
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)New York
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)West Virginia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211
Mailing Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211
Phone number
(913) 814-6097
Established
Kansas since 12/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
199
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,317 |
| AUM (Assets Under Management) | $ 2,125,054,242 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
