Linda L. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Lee Stewart was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1986. Linda had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2003 - November 5, 2003
FIZONE
January 1, 2003 - January 22, 2017
FIZONE
October 19, 1999 - February 5, 2002
BANC OF AMERICA SECURITIES LLC
April 10, 1991 - October 5, 1999
MORGAN STANLEY & CO. LLC
December 26, 1986 - April 17, 1991
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
FIZONE
CRD#: 123073 / SEC#:
Contact information
Red Flags
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