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Geoffrey Lewis Faux

CAYMUS SECURITIES
Atlanta, GA
·CRD# 1555251·31 years experience

Professional Summary

Geoffrey Lewis Faux is a registered financial advisor currently at CAYMUS SECURITIES LLC located in Atlanta, Georgia. Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 1988. Geoffrey has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

CAYMUS SECURITIES LLC·CRD# 126183
BD
2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339
May 28, 2003 - Present
HARPETH SECURITIES, LLC·CRD# 109821
BD
Nashville, TN
November 21, 2001 - June 2, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
March 23, 1992 - October 9, 1996
GE CAPITAL MARKETS, INC.·CRD# 13349
BD
Norwalk, CT
July 6, 1990 - April 2, 1991
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
October 19, 1988 - November 29, 1989

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Current Firm

CS
CAYMUS SECURITIES LLC

CAYMUS SECURITIES LLC

CRD#: 126183 / SEC#: 8-65862
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339

Mailing Address

2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339

Phone Number

(404) 995-8300

Established

Delaware since 02/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS EQUITY PARTNERS LLCMEMBER—
FAUX, GEOFFREY LEWISDESIGNATED PRINCIPAL/CCO1555251
MAGGARD, JOHN OLIVERREGISTERED PRINCIPAL1259431
WOOD, MONICA RENEEFINOP7197645

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/6/2003)
RR
California
(6/12/2003)
RR
Florida
(6/2/2003)
RR
Georgia
(6/6/2003)
RR
Illinois
(6/12/2003)
RR
Kentucky
(6/6/2003)
RR
New Mexico
(2/15/2006)
RR
New York
(6/28/2003)
RR
North Carolina
(6/18/2003)
RR
Ohio
(5/30/2003)
RR
Pennsylvania
(6/5/2003)
RR
Texas
(6/20/2003)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2001About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jun 2006About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Geoffrey Lewis Faux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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