Robert M. Wasserman
Professional summary
Robert Mark Wasserman, who also goes by Bob Wasserman, is a registered financial professional currently at STONEX FINANCIAL INC. located in Wayne, Pennsylvania.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 13 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Mark Wasserman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2026 - Present
STONEX FINANCIAL INC.
September 18, 2019 - September 1, 2026
THE BENCHMARK COMPANY, LLC
June 1, 2017 - July 15, 2019
DAWSON JAMES SECURITIES, INC.
June 17, 2009 - June 9, 2016
DAWSON JAMES SECURITIES, INC.
July 15, 2008 - July 1, 2009
WASSERMAN & ASSOCIATES, INC.
October 20, 2005 - May 21, 2008
JESUP & LAMONT SECURITIES CORP
October 4, 2004 - October 18, 2005
GRANTA CAPITAL GROUP LLC
August 6, 2004 - October 26, 2004
DAWSON JAMES SECURITIES, INC.
December 4, 2002 - October 26, 2004
VIEWTRADE FINANCIAL
August 23, 2002 - December 4, 2002
CRAIG-HALLUM CAPITAL GROUP LLC
March 10, 2000 - August 6, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
June 28, 1999 - January 4, 2000
RYAN BECK & CO.
May 25, 1994 - July 15, 1999
EARLYBIRDCAPITAL, INC.
May 20, 1993 - May 25, 1994
JOSEPHTHAL & CO., INC.
May 9, 1991 - April 12, 1993
L. H. ALTON & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
FINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, PRESIDENT | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SHEA, KEVIN | SECRETARY | 8263627 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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